Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan Edgar BrumleySecurities America, Inc.Financial West Group10-23-2015
Brynie James RobinsonEdward JonesAmeriprise Financial Services, Inc.01-20-2009
Budd L. CollingsPrincipal Securities, Inc.Cetera Advisor Networks LLC07-06-2017
Calen John KolbRaymond James Financial Services, Inc.Foresters Financial Services, Inc.05-05-2014
Calvin Seaborn SumnerKMS Financial Services, Inc.Questar Capital Corporation04-20-2012
Cameron Tarr HackettClaraphi Advisory Network, LLCNational Securities Corporation01-04-2016
Camille Reda ZahrWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Carlos Alberto AraguasWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Carol Jane Tucker-DavisJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Carol Quillian BethuneLPL Financial LLCMutual Service Corporation09-08-2009
Caryn Diane KimbleLPL Financial LLCState Farm VP Management Corp.$15008-03-2016
Caryn Heather AllesMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Casey A McCrightMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.03-19-2010
Casey Jay NortonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10001-23-2015
Casey Richard LongCetera Advisors LLCSecurities America, Inc.$1010-24-2011
Cassie DiamondKMS Financial Services, Inc.MML Investors Services, LLC01-09-2018
Catha Alberta SimonsAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2010
Cecile Minh NguyenVALIC Financial Advisors, Inc.Voya Financial Advisors, Inc.12-14-2012
Celia Miller MuellerSecurities America, Inc.Financial West Group$1010-23-2015
Chad Evan FenslerRaymond James Financial Services, Inc.Foresters Financial Services, Inc.05-05-2014
Chad James ParlowPhillips and Company Advisors LLCPhillips & Company12-12-2013
Chad Matthew SmithS & P Financial, Inc.Sagepoint Financial, Inc.09-06-2019
Charles Orlen PricePrice Financial Group Wealth ManagementFSC Securities Corporation03-06-2013
Charles Alan DiceFinancial Affairs LLCCetera Advisor Networks LLC01-09-2013
Charles Alan RoodWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
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Showing 126 to 150 of 1,193 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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