Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron David O'NealPrincipal Securities, Inc.U.S. Bancorp Investments, Inc.02-10-2017
Aaron David O'NealU.S. Bancorp Investments, Inc.MetLife Securities Inc.12-23-2013
Aaron Joseph GoodmanLPL Financial LLCEdward Jones12-18-2013
Aaron Lavern MuhsCatalyst Financial NW CorporationAmerican Service Corp.08-27-2013
Aaron Lee BoehmKMS Financial Services, Inc.LPL Financial LLC06-24-2011
Aaron Ralph WolgamottTransamerica Financial Advisors, IncEdward Jones08-03-2018
Adam Gregory JohnsonTD Ameritrade Investment Management, LLCFisher Investments08-25-2015
Adam James ColomboM Holdings Securities, Inc.Wells Fargo Clearing Services, LLC$1010-12-2016
Adam James DaleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2012
Adam James DaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-03-2010
Adam Mitchell AndersonMorgan StanleyRBC Capital Markets, LLC05-22-2017
Adam Wade HewettJ.P. Morgan Securities LLCEdward Jones12-18-2019
Adam Wade HewettJ.P. Morgan Securities LLCMorgan Stanley$2508-10-2018
Adam Wayne WilsonLPL Financial LLCWaddell & Reed09-14-2018
Adriel John GainesKMS Financial Services, Inc.Cetera Advisors LLC07-31-2019
Ahmad HussainJ.P. Morgan Securities LLCEdward Jones10-22-2019
Ahmed Ghassan GheithPaulson Investment Company LLCAegis Capital Corp.01-03-2014
Aimee Kirsten ButlerMerrimanWaddell & Reed03-02-2018
Akil Jelani ChannerPaulson Investment Company LLCArchey & Co. Llc07-15-2013
Al Linn KingJ.W. Cole Financial, Inc.Raymond James Financial Services Advisors, Inc04-13-2017
Alan Dave SteedLPL Financial LLCRaymond James Financial Services, Inc.08-27-2012
Alan Michael RadoulovitchWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-13-2018
Alberto FernandezM Holdings Securities, Inc.LPL Financial LLC01-25-2019
Alec Tyson HorleyLPL Financial LLCPhillips & Company04-02-2015
Aleksey Yakovlevitch PoryadinRaymond James Financial Services, Inc.CUSO Financial Services, L.P.10-15-2014
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Showing 1 to 25 of 2,153 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.