Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Laurence SandvallWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Eric Lee SpindtMML Investors Services, LLCNew England Securities08-15-2011
Eric Leland CarmichaelWells Fargo Clearing Services, LLCMorgan Stanley10-14-2013
Eric Paxton NiedermeyerWells Fargo Advisors Financial Network, LLCD.A. Davidson & Co.$15010-03-2011
Eric Peter PiferWells Fargo Clearing Services, LLCLPL Financial LLC$20001-25-2016
Eric Robert DahmRange Financial Group, LLCHuman Investing11-27-2017
Eric S EvansCetera Advisors LLCPacific West Securities, Inc.$2502-28-2012
Eric Vaughn SligerU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC03-14-2016
Eric William DavidsonAegis Capital Corp.JHS Capital Advisors, LLC07-02-2015
Erica Alikapala CortezWaddell & ReedFidelity Brokerage Services LLC02-26-2016
Erica Gail NortmanLPL Financial LLCAmeriprise Financial Services, Inc.08-19-2011
Erik Allan TobiasonRBC Capital Markets, LLCMorgan Stanley$5003-02-2016
Erik C BloomfeldtInsight FinancialIntegrity Financial Corporation03-15-2017
Erik Fletcher MillerInteractive Wealth AdvisorsConfluence Wealth Management LLC06-04-2013
Ernest Michael BossoPruco Securities, LLC.Cetera Advisors LLC05-03-2017
Eugene Leroy Williams Jr.Country Capital Management CompanyAllstate Financial Services, LLC12-09-2014
Evan Boston WhiteCambridge Investment Research, Inc.CRI Securities, LLC11-29-2011
Evan Hideo HayashiCrown Capital Securities, L.P.Foresters Financial Services, Inc.04-22-2013
Fadia Azar HadeedFarmers Financial Solutions, LLCState Farm VP Management Corp.06-29-2009
Farrell James GriswoldAspire Wealth Advisors, LLCWells Fargo Clearing Services, LLC06-08-2017
Forbes RobinsonFinancial Advocates Investment ManagementWaddell & Reed$6005-17-2017
Francisco Marquez MurilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-03-2017
Francisco Ricardo ValdiviesoAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5409-01-2017
Frank Grant RemundSpringwater Wealth Management, LLCREMUND FINANCIAL PLANNING01-05-2017
Frank Lee FordPlanMember Securities CorporationForesters Equity Services, Inc.10-25-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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