Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Craig ChildressLPL Financial LLCSecurities Service Network, LLC$2504-01-2013
Charles Henry PutneyRBC Capital Markets, LLCUBS Financial Services Inc.06-11-2010
Charles John Ferrari, Mark Lynn MillerCommonwealth Financial NetworkEdward Jones05-06-2011
Cheryl Cynthia JohnsonPurshe Kaplan Sterling InvestmentsMorgan Stanley07-02-2009
Chet Jay BaxterAxia Wealth Management IncMerit Wealth Management, LLC06-29-2017
Christi Lee HouserCountry Capital Management CompanyState Farm VP Management Corp.05-23-2013
Christian Erik CobbMerrill Lynch, Pierce, Fenner & Smith IncorporatedUmpqua Investments, Inc.02-24-2017
Christian Joseph TrocheVintage Asset Management, LLCWells Fargo Clearing Services, LLC02-22-2017
Christian L. CoughlanEdward JonesJ.P. Morgan Securities LLC$16405-04-2018
Christina Marie AlecksonSecurities America, Inc.Brecek & Young Advisors, Inc.01-23-2009
Christine Marie Schroeder-FainMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Christopher Andrew HatfieldTrue Private Wealth Advisors, LLCPurshe Kaplan Sterling Investments01-16-2014
Christopher David MeyerRaymond James Financial Services, Inc.U.S. Bancorp Investments, Inc.$10002-23-2018
Christopher Edward ScottCetera Investment Services LLCForesters Financial Services, Inc.$2506-20-2019
Christopher H YeungU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2019
Christopher Jon MartinNorthwest Capital Management Inc.Morgan Stanley12-05-2014
Christopher Lee RaskWells Fargo Advisors Financial Network, LLCMorgan Stanley04-17-2015
Christopher Michael WebbWells Fargo Clearing Services, LLCWaddell & Reed09-01-2017
Christopher Ryan PattersonS & P Financial, Inc.Sagepoint Financial, Inc.09-12-2019
Christopher Thomas LinkhornMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Christopher Walter RiceEdward JonesPark Avenue Securities LLC$1002-01-2019
Chuck Putney, Bill McCraeRBC Wealth ManagementUBS Financial Services Inc. Inc.$50006-17-2010
Clark Dean PedersonD.A. Davidson & Co.South Valley Wealth Management$5007-17-2012
Clark Robert "Rob" NyeRobert W. Baird & Co.Seattle Northwest Securities$22008-31-2011
Clarke Alan LeavertonFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-08-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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