Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Lavern MuhsCatalyst Financial NW CorporationAmerican Service Corp.08-27-2013
Aaron Lee BoehmKMS Financial Services, Inc.LPL Financial LLC06-24-2011
Adam Gregory JohnsonTD Ameritrade Investment Management, LLCFisher Investments08-25-2015
Adam James DaleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2012
Adrian Thomas CroftsMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Adrianne Erin WytcherleyJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Aimee Kirsten ButlerMerrimanWaddell & Reed03-02-2018
Alan Dave Steed'A' Street Financial Advisors, Inc.Raymond James Financial Services, Inc.08-23-2012
Alan Ray RexiusSapient Private Wealth Management, LLCSapient Private Wealth Management, LLC11-28-2011
Alan Robert LyonsMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Alec Tyson HorleyLPL Financial LLCPhillips & Company04-02-2015
Aleksey Yakovlevitch PoryadinRaymond James Financial Services, Inc.CUSO Financial Services, L.P.10-15-2014
Alex Ryan KilianAldrich Wealth LPRaymond James Financial Services, Inc.01-13-2016
Alexander Kane AssafRaymond James Financial Services, Inc.FDX Capital LLC06-23-2016
Alexander Ostergard KriderAvier Wealth AdvisorsHornor, Townsend & Kent, LLC01-10-2019
Alexia R. CandelariaBrighton Jones LLCNorthwestern Mutual Investment Services, LLC03-28-2018
Alf Dean BarberEdward JonesUBS Financial Services Inc.01-29-2016
Alfred Cameron HuntEdward JonesCity National Securities, Inc.03-05-2018
Alice TangRoyal Alliance Associates, Inc.Signator Investors, Inc.$2311-02-2018
Alicia Maria HernandezU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-25-2013
Aline Ann AutenriethCambridge Investment Research, Inc.Financial West Group$1005-18-2015
Allan GoldsteinM Holdings Securities, Inc.Kestra Investment Services, LLC03-30-2009
Allan Lee Wright, Allan Mirick Rowell Jr., William Edward ClaryD.A. Davidson & Co.Morgan Stanley09-09-2009
Allen Victor SchutzkyLPL Financial LLCSouth Valley Wealth Management$2506-21-2012
Amanda Jean HarveyVista Capital Partners, Inc.Matisse Capital06-04-2014
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Showing 1 to 25 of 1,193 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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