Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Greg Gratian JurnaEdward JonesAmeriprise Financial Services, Inc.05-24-2019
Brooke Laurel RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-23-2019
Brooke Laurel RiemerRBC Capital Makrets LLCWells Fargo Clearing Services, LLC05-23-2019
Susanne E. AtondoEdward JonesWells Fargo Clearing Services, LLC04-18-2019
Stephen John SchorRBC Capital Markets, LLCD.A. Davidson & Co.03-18-2019
Christopher Hong-Pui YeungU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2019
Cody Michael CalabreseEdward JonesWells Fargo Clearing Services, LLC03-01-2019
Tracy Lewis RonningenSkyOak WealthSkyoak Wealth Management, Inc.02-22-2019
John Kenneth AspellRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC02-13-2019
Rachel Christine ClawsonMetrist Wealth AdvisorsAvier Wealth Advisors02-08-2019
Nora Lentz MickelsonEdward JonesWells Fargo Clearing Services, LLC02-01-2019
Keffe Brian DillonCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Danny Brent BerrymanPlanMember Securities CorporationLPL Financial LLC01-09-2019
Robert Joseph CaldwellPrice Financial Group Wealth ManagementFSC Securities Corporation12-14-2018
Michael Patrick HirteLPL Financial LLCJ.P. Morgan Securities LLC12-13-2018
Samuel Joseph DetkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed11-07-2018
Gary Duane SticklerPlanMember Securities CorporationForesters Equity Services, Inc.10-29-2018
Frank Lee FordPlanMember Securities CorporationForesters Equity Services, Inc.10-25-2018
Todd Rand StuckyThe O.N. Equity Sales CompanyPrincipal Securities, Inc.10-25-2018
Todd Edward MckeeVALIC Financial Advisors, Inc.CUNA Brokerage Services, Inc.10-18-2018
Bradley Robert BoylEdward JonesTD Ameritrade Investment Management, LLC10-12-2018
Spencer John FrenchMorgan StanleyCUSO Financial Services, L.P.10-12-2018
Kyle Andrew OlsonU.S. Bancorp Investments, Inc.Northwestern Mutual Investment Services, LLC10-11-2018
Julien Luca BlanconMerrill Lynch, Pierce, Fenner & Smith IncorporatedCambridge Investment Research, Inc.10-08-2018
Matthew William GuyetteEdward JonesJ.P. Morgan Securities LLC10-05-2018
Next Page »

Showing 1 to 25 of 1,539 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.