Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tonya NicholsRBC Wealth ManagementRobert W. Baird & Co.$12206-02-2017
David Douglas Swanson Jr.Swanson Financial Services, Inc.MML Investors Services, LLC05-31-2017
Tai Git WongWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$105-30-2017
Ricky Alan SanfordCetera Investment Services LLCEdward Jones$2505-18-2017
Tonya Ruth NicholsRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$10005-18-2017
James Henry SkinnerKey Investment Services LLCJ.P. Morgan Securities LLC05-17-2017
Forbes RobinsonFinancial Advocates Investment ManagementWaddell and Reed$6005-17-2017
David Clark EderEdward JonesJ.P. Morgan Securities LLC05-09-2017
Matthew David PetroneVoya Financial Advisors, Inc.AXA Advisors, LLC05-05-2017
Joshua Quinn CepedaConfluence Wealth Management LLCWells Fargo Clearing Services, LLC05-04-2017
Alexander Richard SoberanisNorthwestern Mutual Investment Services, LLCCountry Capital Management Company05-03-2017
Ernest Michael BossoPruco Securities, LLC.Cetera Advisors LLC$105-03-2017
Francisco Marquez MarquezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-03-2017
Anthony Christopher RueU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2017
Jay TobiasLPL FinancialWells Fargo Advisors$9605-01-2017
Derek Allan GilbertAmeriprise Financial Services, Inc.Edward Jones04-28-2017
Howard Curtis WidoffWells Fargo Clearing Services, LLCMorgan Stanley$2504-28-2017
Lucas Benjamin WidoffWells Fargo Clearing Services, LLCMorgan Stanley04-28-2017
Tyler Jon CookWoodbury Financial Services, Inc.Hornor, Townsend & Kent, LLC04-28-2017
Kirby Wen ChienEdward JonesPrincipal Securities, Inc.04-24-2017
Neal Albert RichardsCascade Financial StrategiesWells Fargo Clearing Services, LLC04-21-2017
Richard Perris DougallEncompass Financial PlanningNorthwest Wealth Advisors, Inc04-19-2017
Lindsey Taylor SimmonsU.S. Bancorp Investments, Inc.Waddell & Reed04-18-2017
Neal GovernorWells Fargo Clearing Services, LLCKey Investment Services LLC04-18-2017
Lindsay Michelle KrivoshaRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$1004-07-2017
« Previous PageNext Page »

Showing 226 to 250 of 1,542 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.