Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Edward GettelRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$7104-07-2017
Glenn Thomas ColangeloAmerican Independent Securities Group, LLCThe O.N. Equity Sales Company04-04-2017
Samantha Michelle WalshLPL Financial LLCForesters Financial Services, Inc.04-03-2017
Brian Edwin GriffithAmeriprise Financial Services, Inc.LPL Financial LLC$15003-31-2017
Mark Brian DegnerAmeriprise Financial Services, Inc.LPL Financial LLC$15003-31-2017
Nicholas P NachburAmeriprise Financial Services, Inc.American Portfolios Financial Services, Inc.$7703-31-2017
Wayne Von Von BorstelFinancial Advocates Investment ManagementVon Borstel & Associates, Inc.03-30-2017
Jay Anthony EdwardsMML Investors Services, LLCWaddell & Reed03-27-2017
Joseph Patrick MichielsenVoya Financial Advisors, Inc.Waddell & Reed03-23-2017
Eric Jonathan RungeLPL Financial LLCWaddell & Reed03-21-2017
Howell Harvey Hughes Jr.Pruco Securities, LLC.Principal Securities, Inc.03-21-2017
Erik C. BloomfeldtInsight FinancialIntegrity Financial Corporation03-15-2017
Sherman Avery McnabSherman McNab LLCTechnical Management Group, Inc.03-13-2017
Kathryn Susann McleodWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-10-2017
Michael Bert CourseyCapstone Wealth Advisors, LLCWells Fargo Advisors Financial Network, LLC03-10-2017
Rex Sean RitterMerrill Lynch, Pierce, Fenner & Smith IncorporatedUmpqua Investments, Inc.03-10-2017
Robert Telford NortonCapstone Wealth Advisors, LLCWells Fargo Advisors Financial Network, LLC03-10-2017
Ronald Ray BoucherCapstone Wealth Advisors, LLCWells Fargo Advisors Financial Network, LLC03-10-2017
Ryan Allen SkogstadCapstone Wealth Advisors, LLCWells Fargo Advisors Financial Network, LLC03-10-2017
Wing Benny WonCapstone Wealth Advisors, LLCWells Fargo Advisors Financial Network, LLC03-10-2017
Kelly Rae PruszCapital Financial Services, Inc.PFS Investments Inc.03-09-2017
Timothy Patrick ChapmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-06-2017
Kelly Jon SteppAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$1003-03-2017
Michael Clay RichterLincoln Financial Securities CorporationQuestar Capital Corporation03-03-2017
Kevin Michael HaywardMerrill Lynch, Pierce, Fenner & Smith IncorporatedD.A. Davidson & Co.02-27-2017
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Showing 251 to 275 of 1,542 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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