Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Edward GettelRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$7104-07-2017
Glenn Thomas ColangeloAmerican Independent Securities Group, LLCThe O.N. Equity Sales Company04-04-2017
Samantha Michelle WalshLPL Financial LLCForesters Financial Services, Inc.04-03-2017
Brian Edwin GriffithAmeriprise Financial Services, Inc.LPL Financial LLC$15003-31-2017
Mark Brian DegnerAmeriprise Financial Services, Inc.LPL Financial LLC$15003-31-2017
Nicholas P NachburAmeriprise Financial Services, Inc.American Portfolios Financial Services, Inc.$7703-31-2017
Wayne Von Von BorstelFinancial Advocates Investment ManagementVon Borstel & Associates, Inc.03-30-2017
Jay Anthony EdwardsMML Investors Services, LLCWaddell & Reed03-27-2017
Joseph Patrick MichielsenVoya Financial Advisors, Inc.Waddell & Reed03-23-2017
Eric Jonathan RungeLPL Financial LLCWaddell & Reed03-21-2017
Howell Harvey Hughes Jr.Pruco Securities, LLC.Principal Securities, Inc.03-21-2017
Erik C. BloomfeldtInsight FinancialIntegrity Financial Corporation03-15-2017
Sherman Avery McnabSherman McNab LLCTechnical Management Group, Inc.03-13-2017
Kathryn Susann McleodWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-10-2017
Michael Bert CourseyCapstone Wealth Advisors, LLCWells Fargo Advisors Financial Network, LLC03-10-2017
Rex Sean RitterMerrill Lynch, Pierce, Fenner & Smith IncorporatedUmpqua Investments, Inc.03-10-2017
Robert Telford NortonCapstone Wealth Advisors, LLCWells Fargo Advisors Financial Network, LLC03-10-2017
Ronald Ray BoucherCapstone Wealth Advisors, LLCWells Fargo Advisors Financial Network, LLC03-10-2017
Ryan Allen SkogstadCapstone Wealth Advisors, LLCWells Fargo Advisors Financial Network, LLC03-10-2017
Wing Benny WonCapstone Wealth Advisors, LLCWells Fargo Advisors Financial Network, LLC03-10-2017
Kelly Rae PruszCapital Financial Services, Inc.PFS Investments Inc.03-09-2017
Timothy Patrick ChapmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-06-2017
Kelly Jon SteppAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$1003-03-2017
Michael Clay RichterLincoln Financial Securities CorporationQuestar Capital Corporation03-03-2017
Kevin Michael HaywardMerrill Lynch, Pierce, Fenner & Smith IncorporatedD.A. Davidson & Co.02-27-2017
« Previous PageNext Page »

Showing 251 to 275 of 1,542 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.