Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith Lee GuyKingsview Asset Management, LLCCambridge Investment Research, Inc.02-14-2017
Aaron David OnealPrincipal Securities, Inc.U.S. Bancorp Investments, Inc.02-10-2017
Kevin Patrick BoydPruco Securities, LLC.MML Investors Services, LLC02-09-2017
Wade James WesthoffRaymond James Financial Services, Inc.Securian Financial Services, Inc.$102-02-2017
Andrew Clinton BecvarSystems FinancialNYLIFE Securities LLC02-01-2017
Wendy Lizeth CastilloU.S. Bancorp Investments, Inc.Country Capital Management Company01-31-2017
James Patrick SchaubUmpqua Investments, Inc.Wedbush Securities Inc.01-30-2017
Todd David KelleyCetera Investment Services LLCEdward Jones01-26-2017
Noah Lewis ZamudioArnerich Massena, Inc.Waddell & Reed01-19-2017
Robert Russell HerbisonHD Vest Investment ServicesNYLIFE Securities LLC01-19-2017
Lauren Elizabeth LudwigEdward JonesNorthwestern Mutual Investment Services, LLC01-17-2017
Margaret D MckayWoodbury Financial Services, Inc.Phillips & Company01-13-2017
Patrick E CrowellCUSO Financial Services, L.P.Waddell & Reed01-11-2017
Don EspinozaFarmers Financial Solutions, LLCAllstate Financial Services, LLC01-10-2017
Tyler Robinson ElliottWatershed Wealth Planning LLCHornor, Townsend & Kent, LLC01-06-2017
Donna Casey FeuerherdtRaymond James Financial Services, Inc.State Farm VP Management Corp.01-03-2017
Jeffrey Byron MermilliodCambridge Investment Research, Inc.Waddell & Reed01-03-2017
Minh Ngoc Thi FerrisKey Investment Services LLCNorthwestern Mutual Investment Services, LLC12-21-2016
Randy Leroy TennantCountry Capital Management CompanyHornor, Townsend & Kent, LLC$112-15-2016
Elliott Hamilton WedamKey Investment Services LLCForesters Financial Services, Inc.12-12-2016
Donny Wayne WalbergWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2016
David Wayne YatesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$4412-05-2016
Jason Lee McmurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC12-05-2016
Teresa Marie BrownSecurities America, Inc.INVEST Financial Corporation12-02-2016
Damon Linn BurianFarmers Financial Solutions, LLCState Farm VP Management Corp.12-01-2016
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Showing 276 to 300 of 1,539 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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