Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Eugene FelixWells Fargo Clearing Services, LLCKey Investment Services LLC11-30-2016
Andrew David PapendieckSheppard Wealth Management, LLCAyoma Papendieck Investment Advisers11-29-2016
Grant MoultonKey Investment Services LLCEdward Jones11-25-2016
Cynthia Lee Montgomery-AdamsRaymond James Financial Services, Inc.Key Investment Services LLC11-21-2016
Sherman Phillip OberCetera Advisors LLCNext Financial Group, Inc.$1011-21-2016
Amanda Lee RainesJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.11-16-2016
Robert Joseph CaldwellLPL Financial LLCMML Investors Services, LLC11-16-2016
Jack L Griffin Jr.The Martin Worley GroupCetera Advisor Networks LLC11-04-2016
Sean Christian HillisBancWest Investment Services, Inc.Edward Jones11-01-2016
Paula C JorgensenAmeriprise Financial Services, Inc.Morgan Stanley10-31-2016
Tamara Lynn StoverAllstate Financial Services, LLCIndependent Financial Group, LLC10-31-2016
Hsin-Cheng KuoNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.10-27-2016
Mary Moose Garlock RFCINVEST Financial CorporationCUSO Financial Services, L.P.10-26-2016
Pamela MorrisKey Investment Services LLCNYLIFE Securities LLC10-26-2016
Parker Russell HardtKey Investment Services LLCWaddell & Reed10-26-2016
Leonard Franklin HakeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5010-24-2016
Leslie Ann ScheppegrellVoya Financial Advisors, Inc.Country Capital Management Company10-18-2016
Robert John BostelmanPaulson Investment Company LLCLPL Financial LLC10-18-2016
ADAM JAMES COLOMBOM Holdings Securities, Inc.Wells Fargo Clearing Services, LLC10-12-2016
Joel Alexander GiustiCUNA Brokerage Services, Inc.Ameriprise Financial Services, Inc.$15010-12-2016
Jason Daniel SiiJ.P. Morgan Securities LLCLPL Financial LLC10-07-2016
Storm Leigh MaxeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC10-07-2016
Stuart Gordon JohnsMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$5010-07-2016
Corey Dean ZurcherAllstate Financial Services, LLCLincoln Financial Advisors Corporation10-06-2016
Travis Ray YoungerU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$110-05-2016
« Previous PageNext Page »

Showing 301 to 325 of 1,539 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.