Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stuart Gordon JohnsMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$5010-07-2016
Corey Dean ZurcherAllstate Financial Services, LLCLincoln Financial Advisors Corporation10-06-2016
Travis Ray YoungerU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$110-05-2016
Sheree ArntsonAllium Financial AdvisorsArnerich Massena$1,00010-05-2016
Jeffrey Michael BowlbyCetera Investment Services LLCJ.P. Morgan Securities LLC10-04-2016
Nathan Ryan KahlerWells Fargo Advisors Financial Network, LLCLPL Financial LLC10-03-2016
Brian Sun Eagleheart McdowellCetera Advisors LLCJ.P. Morgan Securities LLC09-30-2016
Daniel Heath TerrallU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$15009-28-2016
Ann Elizabeth BolithoU.S. Bancorp Investments, Inc.Morgan Stanley09-26-2016
Samantha Jo WhiteVoya Financial Advisors, Inc.Stifel, Nicolaus & Company, Incorporated09-26-2016
Rasch Michael CousineauHyas GroupICMA-RC Services, LLC09-23-2016
Zachery Paul BoskovichAscent Capital Management, LLCWeston Securities Corporation09-20-2016
Melanie Lynnae CarpenterM Holdings Securities, Inc.LPL Financial LLC$1009-19-2016
Stephen Paul SeglundKestra Investment Services, LLCRubicon Advisors09-16-2016
June Catherine E Dela ChicaU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC09-15-2016
Trevor Jewel LooneyAmeriprise Financial Services, Inc.Key Investment Services LLC09-14-2016
Salvador Arenas RiosJ.P. Morgan Securities LLCCountry Capital Management Company09-13-2016
Andres MazabelWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-12-2016
William B NolanGreenbridge Investment Management, LLCIMC09-12-2016
Caroline BakerKey Investment Services LLCJ.P. Morgan Securities LLC09-09-2016
Larry Leon Hyatt Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5009-09-2016
Michael James HoffmanQuestar Capital CorporationAmerican Independent Securities Group, LLC09-08-2016
Tyler James SantoroJ.P. Morgan Securities LLCCountry Capital Management Company09-06-2016
Rex Raymond SchneiderWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.08-26-2016
Steven D. HarphamHuman InvestingG. A. Repple & Company08-26-2016
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Showing 326 to 350 of 1,542 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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