Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephanie Danielle Thompson-ButticeHuman InvestingG. A. Repple & Company08-25-2016
Joseph Ryan ReganWells Fargo Clearing Services, LLCAXA Advisors, LLC08-24-2016
Blenda Fay IsonKMS Financial Services, Inc.Independent Financial Group, LLC08-22-2016
Ramin Ali Akbar RouhbakhshLPL Financial LLCPark Avenue Securities LLC08-19-2016
Caitlin Jean Mc DonaldForesters Financial Services, Inc.Vanguard Marketing Corporation08-18-2016
Nicholas Paul Anthony RubeoU.S. Bancorp Investments, Inc.Waddell & Reed08-17-2016
Brendan James PriceBancWest Investment Services, Inc.TD Ameritrade Investment Management, LLC08-15-2016
David Kenneth ThieleFSC Securities CorporationMorgan Stanley08-12-2016
Michael David JohnsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-12-2016
Emiliano AlonsoSII Investments, Inc.Scheller Financial Services08-11-2016
Matthew Duane SielEdward JonesNational Planning Corporation$15008-08-2016
Marc AlportWells Fargo AdvisorsMorgan Stanley Wealth Management$6508-05-2016
Eric Christopher MaherONE401KPark Avenue Securities LLC08-05-2016
Nicholas Garcia KaufmanKey Investment Services LLCState Farm VP Management Corp.08-04-2016
Caryn Diane KimbleLPL Financial LLCState Farm VP Management Corp.$15008-03-2016
Claudia PorterCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$108-01-2016
Jacquelyn Marie PasciakCambridge Investment Research, Inc.IMC$5008-01-2016
Douglas Alan BradelJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-29-2016
Roger Dale CondosCentaurus Financial, Inc.Hornor, Townsend & Kent, LLC07-28-2016
Mark Chandler SoseyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2507-27-2016
Scott Douglas CramerCUSO Financial Services, L.P.Waddell & Reed07-27-2016
Rodney Arthur Cook IIValMark Securities, Inc.J.P. Morgan Securities LLC$10007-21-2016
Trent William OkiJ.P. Morgan Securities LLCState Farm VP Management Corp.07-18-2016
Jeffrey Roger KleinStrategic Wealth Advisors GroupStrategic Wealth Advisors Group07-15-2016
Tyler Edward MackesonStrategic Wealth Advisors GroupStrategic Wealth Advisors Group07-15-2016
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Showing 351 to 375 of 1,539 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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