Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rachel Christine ClawsonMetrist Wealth AdvisorsAvier Wealth Advisors02-08-2019
Nora Lentz MickelsonEdward JonesWells Fargo Clearing Services, LLC02-01-2019
Ralph Gregory HughesIntervest International Equities CorporationIndependent Financial Group, LLC$101-16-2019
Keffe Brian DillonCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Danny Brent BerrymanPlanMember Securities CorporationLPL Financial LLC01-09-2019
Christopher David WernerCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$2501-02-2019
Joshua Warren TschirgiIndependent Financial Group, LLCClient One Securities LLC$2501-02-2019
Jeffrey Daniel HolmanLPL Financial LLCParkland Securities, LLC$5012-14-2018
Robert Joseph CaldwellPrice Financial Group Wealth ManagementFSC Securities Corporation12-14-2018
Michael Patrick HirteLPL Financial LLCJ.P. Morgan Securities LLC12-13-2018
Kenya Deshawn DanielLPL Financial LLCEK Riley Investments, LLC$111-27-2018
Samuel Joseph DetkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed11-07-2018
Eric Christopher MaherNorthwestern Mutual Investment Services, LLCPruco Securities, LLC.$1011-06-2018
Martha Mary CaldwellRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$111-01-2018
Gary Duane SticklerPlanMember Securities CorporationForesters Equity Services, Inc.10-29-2018
Frank Lee FordPlanMember Securities CorporationForesters Equity Services, Inc.10-25-2018
Todd Rand StuckyThe O.N. Equity Sales CompanyPrincipal Securities, Inc.10-25-2018
Trevor Jewel LooneyUmpqua Investments, Inc.Ameriprise Financial Services, Inc.$10010-24-2018
Todd Edward MckeeVALIC Financial Advisors, Inc.CUNA Brokerage Services, Inc.10-18-2018
Bradley Robert BoylEdward JonesTD Ameritrade Investment Management, LLC10-12-2018
Spencer John FrenchMorgan StanleyCUSO Financial Services, L.P.10-12-2018
Kyle Andrew OlsonU.S. Bancorp Investments, Inc.Northwestern Mutual Investment Services, LLC10-11-2018
Julien Luca BlanconMerrill Lynch, Pierce, Fenner & Smith IncorporatedCambridge Investment Research, Inc.10-08-2018
Matthew William GuyetteEdward JonesJ.P. Morgan Securities LLC10-05-2018
Don Wells Jr., Kyle WellsD.A. Davidson & Co.Wells Fargo Advisors$20009-28-2018
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Showing 26 to 50 of 1,542 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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