Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ternel Norbert MartinezVALIC Financial Advisors, Inc.MML Investors Services, LLC09-24-2018
Daniel Vladimirovich ZamoshnikovKey Investment Services LLCWaddell & Reed09-20-2018
Arron Christopher DieterD.A. Davidson & Co.Umpqua Investments, Inc.$15009-19-2018
Philip DublinJ.P. Morgan Securities LLCEdward Jones09-06-2018
Mary Paul St CaballeroTriad Advisors LLCFinancial Advocates Advisory Services09-04-2018
Perry StannardStifel Nicolaus & Co.Wells Fargo Advisors$3408-28-2018
Hobart MarliaveStifel Nicolaus & Co.Wells Fargo Advisors$4308-27-2018
Hobart Chester MarliaveStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5008-24-2018
Perry Deane StannardStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2508-24-2018
Kyle Lynn DunningRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$2508-22-2018
Anna E BowersMerrill Lynch, Pierce, Fenner & Smith IncorporatedUmpqua Investments, Inc.08-21-2018
Jeffre Scott ReiningerQuestar Capital CorporationCapital Financial Services, Inc.08-14-2018
Todd Duane PorterfieldFairchild Capital LLCClarity Wealth Development, LLC08-14-2018
Adam Wade HewettJ.P. Morgan Securities LLCMorgan Stanley$2508-10-2018
Kerrick Ben JaquithCetera Financial Specialists LLCHD Vest Investment Services08-07-2018
Shawn Orin HigleyLion Street Financial, LLCTPG Financial Advisors, LLC$108-02-2018
Edmond Alan MckoneCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.$2507-30-2018
Joel Gary JanssenLPL Financial LLCWells Fargo Clearing Services, LLC$10007-16-2018
Ryan Edward GravesWells Fargo Clearing Services, LLCEdward Jones07-16-2018
Kip Allen MechalsCascadia Advisory Services, LLCCetera Advisors LLC07-10-2018
Eric Christopher MaherPruco Securities, LLC.ONE401K07-06-2018
Eric Krausz AdlerCascadia Advisory Services, LLCCetera Advisors LLC07-06-2018
Gregory Scott BowenCascadia Advisory Services, LLCCetera Advisors LLC07-06-2018
Robert Patrick BiancardiCascadia Advisory Services, LLCCetera Advisors LLC07-06-2018
Jose Luis Cortez Jr.Wells Fargo Clearing Services, LLCStanCorp Equities, Inc.06-29-2018
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Showing 51 to 75 of 1,539 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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