Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ternel Norbert MartinezVALIC Financial Advisors, Inc.MML Investors Services, LLC09-24-2018
Daniel Vladimirovich ZamoshnikovKey Investment Services LLCWaddell & Reed09-20-2018
Arron Christopher DieterD.A. Davidson & Co.Umpqua Investments, Inc.$15009-19-2018
Philip DublinJ.P. Morgan Securities LLCEdward Jones09-06-2018
Mary Paul St CaballeroTriad Advisors LLCFinancial Advocates Advisory Services09-04-2018
Perry StannardStifel Nicolaus & Co.Wells Fargo Advisors$3408-28-2018
Hobart MarliaveStifel Nicolaus & Co.Wells Fargo Advisors$4308-27-2018
Hobart Chester MarliaveStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5008-24-2018
Perry Deane StannardStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2508-24-2018
Kyle Lynn DunningRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$2508-22-2018
Anna E BowersMerrill Lynch, Pierce, Fenner & Smith IncorporatedUmpqua Investments, Inc.08-21-2018
Jeffre Scott ReiningerQuestar Capital CorporationCapital Financial Services, Inc.08-14-2018
Todd Duane PorterfieldFairchild Capital LLCClarity Wealth Development, LLC08-14-2018
Adam Wade HewettJ.P. Morgan Securities LLCMorgan Stanley$2508-10-2018
Kerrick Ben JaquithCetera Financial Specialists LLCHD Vest Investment Services08-07-2018
Shawn Orin HigleyLion Street Financial, LLCTPG Financial Advisors, LLC$108-02-2018
Edmond Alan MckoneCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.$2507-30-2018
Joel Gary JanssenLPL Financial LLCWells Fargo Clearing Services, LLC$10007-16-2018
Ryan Edward GravesWells Fargo Clearing Services, LLCEdward Jones07-16-2018
Kip Allen MechalsCascadia Advisory Services, LLCCetera Advisors LLC07-10-2018
Eric Christopher MaherPruco Securities, LLC.ONE401K07-06-2018
Eric Krausz AdlerCascadia Advisory Services, LLCCetera Advisors LLC07-06-2018
Gregory Scott BowenCascadia Advisory Services, LLCCetera Advisors LLC07-06-2018
Robert Patrick BiancardiCascadia Advisory Services, LLCCetera Advisors LLC07-06-2018
Jose Luis Cortez Jr.Wells Fargo Clearing Services, LLCStanCorp Equities, Inc.06-29-2018
« Previous PageNext Page »

Showing 51 to 75 of 1,539 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.