Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jana Gay BasdenEdward JonesRosenbaum Financial$15006-19-2018
Matthew Edward MaiFSC Securities CorporationLPL Financial LLC$2505-24-2018
Michael Augustus Syman-DeglerSyman-Degler Group, LLCFarmers Financial Solutions, LLC05-24-2018
Stephen Kent NolanFSC Securities CorporationLPL Financial LLC$105-24-2018
Zachary Livingston MeikleMorgan StanleyAXA Advisors, LLC05-18-2018
Brady Alan JacobsenPruco Securities, LLC.Northwestern Mutual Investment Services, LLC05-09-2018
John Patrick DakinVALIC Financial Advisors, Inc.MML Investors Services, LLC05-07-2018
Christian Lawrence CoughlanEdward JonesJ.P. Morgan Securities LLC$16405-04-2018
Scott Everett SandersPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-04-2018
Bethany Wallis ParksU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC05-03-2018
Ronnie John SotoUnionBanc Investment Services, LLCU.S. Bancorp Investments, Inc.$104-24-2018
Tony Urdes, Bianca UrdesStifel Nicolaus & Co.UBS Financial Services$30004-20-2018
Kenneth David MillerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15004-20-2018
Garrett Ryan McginnisU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.$104-16-2018
Kelly Rae PruszPFS Investments Inc.Capital Financial Services, Inc.04-06-2018
Melanie Ann MaddenSecurities America, Inc.ProEquities, Inc.$1904-06-2018
Karina Y HernandezJ.P. Morgan Securities LLCKey Investment Services LLC04-05-2018
Edward Graham LindbloomSummit Brokerage Services, Inc.Edward Jones$15004-02-2018
Dane Alden BradfordU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$1003-30-2018
John Richard Shepherd Jr.MANSFIELD INVESTMENT MANAGEMENTCUNA Brokerage Services, Inc.03-30-2018
Jason Adam GongLifelong Wealth Management Group, LLCCetera Advisors LLC03-29-2018
Alexia R CandelariaBrighton Jones LLCNorthwestern Mutual Investment Services, LLC03-28-2018
Andy Patrick MurphyKMS Financial Services, Inc.Cetera Advisors LLC03-16-2018
Jeffery Owen BriggsKMS Financial Services, Inc.Cetera Advisors LLC03-07-2018
Alfred Cameron HuntEdward JonesCity National Securities, Inc.03-05-2018
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Showing 76 to 100 of 1,539 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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