Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aimee Kirsten ButlerMerrimanWaddell & Reed03-02-2018
Darrel LawrenceLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2018
Michael James OsborneWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.03-01-2018
Nathan Eugene SchorschHead To Toe Financial PlanningWatershed Wealth Planning LLC02-28-2018
Christopher David MeyerRaymond James Financial Services, Inc.U.S. Bancorp Investments, Inc.$10002-23-2018
Matthew Adam MarrRaymond James Financial Services, Inc.U.S. Bancorp Investments, Inc.$15002-23-2018
Samuel Wallace Lee IIICetera Advisor Networks LLCD.A. Davidson & Co.$1,00002-16-2018
Tamara Lynn StoverCentaurus Financial, Inc.Allstate Financial Services, LLC02-16-2018
William Todd FreyWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$15002-16-2018
Daniel John MurphyLPL Financial LLCUmpqua Investments, Inc.$10002-01-2018
Nicholas Francis WhiteIndependent Financial Group, LLCUnited Planners' Financial Services of America A Limited Partner01-31-2018
William Edward ValentiRaymond James Financial Services, Inc.Foresters Financial Services, Inc.$2501-29-2018
Michael S HansenTrue Purpose Advisors, LLCRetirement Asset Managers, Inc.01-26-2018
Phillip Anthony CarbajalVoya Financial Advisors, Inc.HUB International Investment Services Inc.01-22-2018
Duane K HoffingerWells Fargo Clearing Services, LLCMorgan Stanley$101-19-2018
David Jeff PaustianJGP Wealth Management, LLCWells Fargo Clearing Services, LLC01-16-2018
Kevin Douglas SangerJGP Wealth Management, LLCWells Fargo Clearing Services, LLC01-16-2018
Rory Patrick CannonU.S. Bancorp Investments, Inc.Charles Schwab & Co., Inc.01-16-2018
Zane Calaway ChristianKingsview Asset Management, LLCWells Fargo Clearing Services, LLC01-15-2018
Luis Enrique MancipeKey Investment Services LLCWells Fargo Clearing Services, LLC01-10-2018
Cassie DiamondKMS Financial Services, Inc.MML Investors Services, LLC01-09-2018
Brian Mitchell ShannonAmeriprise Financial Services, Inc.J.W. Cole Financial, Inc.01-02-2018
Patrick J HaleyAmeriprise Financial Services, Inc.Putnam Retail Management Limited Partnership12-14-2017
Melissa Ann LoganSecurities America, Inc.Cetera Advisors LLC12-13-2017
Scott Alan ReinkeJ.P. Morgan Securities LLCVanguard Marketing Corporation12-13-2017
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Showing 101 to 125 of 1,539 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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