Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sandra J. WagnerKMS Financial Services, Inc.SII Investments, Inc.$111-01-2017
Christopher Walter RicePark Avenue Securities LLCWaddell & Reed10-31-2017
John Taylor ClosiFinancial Advocates Investment ManagementAmeriprise Financial Services, Inc.10-31-2017
Kerri Ann PatrickLPL Financial LLCSagePoint Financial, Inc.$1010-31-2017
Mark Edward GreenawaltBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC10-31-2017
Ryan Michael MohrClarity Capital Management LLCM Holdings Securities, Inc.10-31-2017
Steven M PetermanAmeriprise Financial Services, Inc.FINANCIAL PLANNERS NORTHWEST, INC.10-27-2017
Scott Wayne HamerslySecurities America, Inc.SII Investments, Inc.$20010-26-2017
James Winfred ShorrSecurities America, Inc.SII Investments, Inc.$110-25-2017
Roger Harvey BlytheSecurities America, Inc.SII Investments, Inc.$1410-24-2017
Andrew Michael KangasCoastal Equities, Inc.KMS Financial Services, Inc.10-23-2017
Michael Charles SnowPruco Securities, LLC.Waddell & Reed10-23-2017
Taylor Desmond AshlandDFPG Investments, Inc.Parkland Securities, LLC10-23-2017
Matthew David PetroneLPL Financial LLCVoya Financial Advisors, Inc.10-19-2017
Michael W PattersonSecurities America, Inc.SII Investments, Inc.$2510-17-2017
Nathan Allen BellSecurities America, Inc.SII Investments, Inc.$5010-17-2017
Tom Vincent BrattainSecurities America, Inc.SII Investments, Inc.10-17-2017
Joel David HooperIndependent Financial Group, LLCLPL Financial LLC$5010-16-2017
Mark Tennyson DwightIndependent Financial Group, LLCLPL Financial LLC$2510-16-2017
Jeffery Wayne HillKMS Financial Services, Inc.National Planning Corporation10-13-2017
Jennifer Lee HarmanUnionBanc Investment Services, LLCU.S. Bancorp Investments, Inc.10-12-2017
Stanley Lingfeng ChenMML Investors Services, LLCNYLIFE Securities LLC10-10-2017
Andre Philip BouchardWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-29-2017
Robert Gerald FogartyForesters Financial Services, Inc.J.P. Morgan Securities LLC09-29-2017
Mary Moose Garlock RFCCetera Advisors LLCINVEST Financial Corporation$2509-25-2017
« Previous PageNext Page »

Showing 151 to 175 of 1,539 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.