Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Emanuel Rick GradAmeriprise Financial Services, Inc.LPL Financial LLC09-22-2017
Kodi Robert HermannAmeriprise Financial Services, Inc.LPL Financial LLC$5009-22-2017
Brandon A PerkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC09-18-2017
Benjamin M PetersenFSC Securities CorporationMorgan Stanley09-15-2017
Alfredo Jimenez Jr.LPL Financial LLCForesters Financial Services, Inc.09-14-2017
Sabrina Dawn ShattuckNYLIFE Securities LLCCountry Capital Management Company09-08-2017
Christopher Michael WebbWells Fargo Clearing Services, LLCWaddell & Reed09-01-2017
Francisco Ricardo ValdiviesoAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5409-01-2017
Maurice Anthony ValdiviesoAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00009-01-2017
Tiffany Marie DarstMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.$108-29-2017
Tyler Jay SesockKey Investment Services LLCJ.P. Morgan Securities LLC08-28-2017
SCOTT ALAN RHODESNorthwest Capital Management Inc.Kutscher Benner Barsness & Stevens, Inc.08-23-2017
Dana John LarsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedTransamerica Financial Advisors, Inc08-18-2017
Howell Harvey Hughes Jr.Ameritas Investment Corp.Pruco Securities, LLC.08-17-2017
Ankit PalanLPL Financial LLCForesters Financial Services, Inc.08-16-2017
Diana Liliana WojcikJ.P. Morgan Securities LLCWaddell & Reed08-16-2017
William John AmestoyMerrill Lynch, Pierce, Fenner & Smith IncorporatedThrivent Investment Management Inc.08-16-2017
Joshua Stag PaulusLPL Financial LLCSCOTTRADE, INC.08-15-2017
Nathan Edward BauerAmeriprise Financial Services, Inc.Edward Jones08-11-2017
Christopher Martin QuandtPaulson Investment Company LLCForesters Financial Services, Inc.08-10-2017
James Daniel Williams IIEdward JonesJ.P. Morgan Securities LLC08-04-2017
Patrick Joseph MooreEdward JonesJ.P. Morgan Securities LLC08-04-2017
Robert Lee Reininger IIIRaymond James Financial Services, Inc.UBS Financial Services Inc.$5008-04-2017
Leo Charles ClarkeAmeriprise Financial Services, Inc.Waddell & Reed07-28-2017
Matthew Edward TerrioVALIC Financial Advisors, Inc.Fidelity Brokerage Services LLC07-27-2017
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Showing 176 to 200 of 1,539 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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