Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Lee Reininger IIIRaymond James Financial Services, Inc.UBS Financial Services Inc.$5008-04-2017
Leo Charles ClarkeAmeriprise Financial Services, Inc.Waddell & Reed07-28-2017
Matthew Edward TerrioVALIC Financial Advisors, Inc.Fidelity Brokerage Services LLC07-27-2017
Leah Allison MalleyFarmers Financial Solutions, LLCState Farm VP Management Corp.07-21-2017
Michael Tracy PickettLPL Financial LLCEdward Jones$107-19-2017
Michael PickettLPL FinancialEdward Jones$5107-19-2017
Brian P WilsonMML Investors Services, LLCTPG Financial Advisors, LLC07-14-2017
Budd Lee CollingsPrincipal Securities, Inc.Cetera Advisor Networks LLC$107-06-2017
Marc Joseph CabrajaWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$107-06-2017
Daniel Floyd SchuetteInvestment Centers of America, Inc.Cetera Investment Advisers LLC06-30-2017
Daniel W RetzlaffCross Financial AdvisorsLPL Financial LLC06-29-2017
Jerald Davin LydaCross Financial AdvisorsLPL Financial LLC06-29-2017
Kyle Ryan ParsonsCross Financial AdvisorsLPL Financial LLC06-29-2017
Matthew Joseph ContiCross Financial AdvisorsLPL Financial LLC06-29-2017
Pradeep TempalliAllium Financial Advisors, LLCtru Independence Asset Management, LLC06-29-2017
Thomas Byrnes OuimetteCross Financial AdvisorsLPL Financial LLC06-29-2017
Timothy Lee MayfieldCross Financial AdvisorsLPL Financial LLC06-29-2017
Laura Elizabeth GillCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Samuel Richard Brackeen IVJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-26-2017
Joyce Chemutai-LoveKey Investment Services LLCWells Fargo Clearing Services, LLC06-13-2017
Alicia M ItzainaWaddell & ReedJ.P. Morgan Securities LLC06-09-2017
Ryan Edmond PriceAmeriprise Financial Services, Inc.Principal Securities, Inc.06-09-2017
Farrell James GriswoldAspire Wealth Advisors, LLCWells Fargo Clearing Services, LLC06-08-2017
Nathan William Dean BrownWoodbury Financial Services, Inc.Hornor, Townsend & Kent, LLC$106-07-2017
Brooke Christine JohnsenRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2017
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Showing 201 to 225 of 1,542 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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