Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew William GuyetteChase Investment Services Corp.AXA Advisors, LLC12-21-2009
Hannes Ryan GehringChase Investment Services Corp.AXA Advisors, LLC01-04-2010
Christopher Alan JacobsonChase Investment Services Corp.AXA Advisors, LLC05-01-2010
Adam James DaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-03-2010
Christopher David WernerWells Fargo Advisors Financial Network, LLCAXA Advisors, LLC10-20-2010
Randy Earl GayWells Fargo Advisors Financial Network, LLCAXA Advisors, LLC11-01-2010
Dustin Michael RueChase Investment Services Corp.AXA Advisors, LLC12-12-2011
Wayne Mark SackleyStrategic Advisers LLCAXA Advisors, LLC10-22-2012
Richard Wayne PersingerMorgan StanleyAXA Advisors, LLC05-13-2013
David Ernest DurantPrincipal Securities, Inc.AXA Advisors, LLC01-14-2014
Kirby Wen ChienPrincipal Securities, Inc.AXA Advisors, LLC10-14-2014
Curt William TaylorPrincipal Securities, Inc.AXA Advisors, LLC02-27-2015
Eric Christopher MaherPark Avenue Securities LLCAXA Advisors, LLC07-13-2015
Duncan Tyrel SandlinWaddell & ReedAXA Advisors, LLC08-01-2015
Joseph Ryan ReganWells Fargo Clearing Services, LLCAXA Advisors, LLC08-24-2016
Matthew David PetroneVoya Financial Advisors, Inc.AXA Advisors, LLC05-05-2017
Zachary Livingston MeikleMorgan StanleyAXA Advisors, LLC05-18-2018

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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