Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew William GuyetteChase Investment Services Corp.AXA Advisors, LLC12-21-2009
Christopher Alan JacobsonChase Investment Services Corp.AXA Advisors, LLC05-01-2010
Adam James DaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-03-2010
Christopher D. WernerWells Fargo Advisors Financial Network, LLCAXA Advisors, LLC10-20-2010
Randy Earl GayWells Fargo Advisors Financial Network, LLCAXA Advisors, LLC11-01-2010
Dustin Michael RueChase Investment Services Corp.AXA Advisors, LLC12-12-2011
Wayne Mark SackleyFidelity Brokerage Services LLCAXA Advisors, LLC10-01-2012
Richard Wayne PersingerMorgan StanleyAXA Advisors, LLC05-13-2013
David Ernest DurantPrincipal Securities, Inc.AXA Advisors, LLC$2501-14-2014
Craig Allen KnipePrincipal Securities, Inc.AXA Advisors, LLC07-21-2014
Kirby ChienPrincipal Securities, Inc.AXA Advisors, LLC10-14-2014
Christine Suizzo AronsonPrincipal Securities, Inc.AXA Advisors, LLC$102-16-2015
Curt William TaylorPrincipal Securities, Inc.AXA Advisors, LLC02-27-2015
John Constantine HarrisonUBS Financial Services Inc.AXA Advisors, LLC$1003-03-2015
Eric Christopher MaherPark Avenue Securities LLCAXA Advisors, LLC$1007-13-2015
Duncan Tye SandlinWaddell & ReedAXA Advisors, LLC08-01-2015
Joseph Ryan ReganWells Fargo Clearing Services, LLCAXA Advisors, LLC08-24-2016
Lisa Ann BrummWoodbury Financial Services, Inc.AXA Advisors, LLC04-28-2017
Matthew PetroneVoya Financial Advisors, Inc.AXA Advisors, LLC05-05-2017
Victoria Elizabeth GentileJ.P. Morgan Securities LLCAXA Advisors, LLC05-17-2018
Zachary Livingston MeikleMorgan StanleyAXA Advisors, LLC05-18-2018
Alexander Ostergard KriderHornor, Townsend & Kent, LLCAXA Advisors, LLC$1010-04-2018
Jihun YoonMML Investors Services, LLCAXA Advisors, LLC01-04-2019
Michelle Renee GarvensPark Avenue Securities LLCAXA Advisors, LLC06-28-2019
Brandon Robert AllainM Holdings Securities, Inc.AXA Advisors, LLC12-09-2019

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.