Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Dibbrill JamisonMain Avenue Financial Services, LLCAmeriprise Financial Services, Inc.10-20-2009
Andrew J. LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.10-04-2013
Brynie James RobinsonEdward JonesAmeriprise Financial Services, Inc.01-20-2009
Corey Scott LevineLPL Financial LLCAmeriprise Financial Services, Inc.04-05-2012
David Sanford ErlandsonErlandson Wealth ManagementAmeriprise Financial Services, Inc.07-01-2011
Erica Gail NortmanLPL Financial LLCAmeriprise Financial Services, Inc.08-19-2011
Garrett Ryan McGinnisU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.04-16-2018
Geoffrey Denison LarocheLPL Financial LLCAmeriprise Financial Services, Inc.$1001-11-2013
Greg Gratian JurnaEdward JonesAmeriprise Financial Services, Inc.05-24-2019
Hsin-Cheng KuoNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.10-27-2016
Irena RadziszewskiWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.12-04-2014
Jeffrey Tyler SwansonNext Financial Group, Inc.Ameriprise Financial Services, Inc.09-02-2014
Joel A. GiustiCUNA Brokerage Services, Inc.Ameriprise Financial Services, Inc.10-12-2016
Lizabeth Mara DurrellLPL Financial LLCAmeriprise Financial Services, Inc.12-17-2010
Mark David NortmanLPL Financial LLCAmeriprise Financial Services, Inc.$2508-19-2011
Matthew James WiensLPL Financial LLCAmeriprise Financial Services, Inc.$1008-19-2011
Renata GarbowskiEdward JonesAmeriprise Financial Services, Inc.04-18-2019
Timothy Teddy BeanLiberty Capital Investment CorporationAmeriprise Financial Services, Inc.$2507-29-2009
Trevor Jewel LooneyUmpqua Investments, Inc.Ameriprise Financial Services, Inc.$10010-24-2018
Ty Anthony GaroRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.03-16-2010

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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