Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Budd L. CollingsPrincipal Securities, Inc.Cetera Advisor Networks LLC07-06-2017
Daniel Warren HodgesSecurities America, Inc.Cetera Advisor Networks LLC10-21-2019
Ellery Elizabeth BarneyMorgan StanleyCetera Advisor Networks LLC09-26-2017
Howard H. ChengM Holdings Securities, Inc.Cetera Advisor Networks LLC10-16-2015
Jack L Griffin Jr.The Martin Worley GroupCetera Advisor Networks LLC11-04-2016
Jessica Noel GreenwayCambridge Investment Research, Inc.Cetera Advisor Networks LLC02-13-2015
Kelly Scott FongM Holdings Securities, Inc.Cetera Advisor Networks LLC10-16-2015
Lawrence Roger BottemillerBottemiller PlanningCetera Advisor Networks LLC$5010-20-2011
Lyn Florence BoeningCetera Advisor Networks LLCCetera Advisor Networks LLC$2501-02-2019
Mark Tennyson DwightLPL Financial LLCCetera Advisor Networks LLC02-25-2009
Melanie Ann MaddenProEquities, Inc.Cetera Advisor Networks LLC$1007-02-2014

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.