Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Foulger TaggartACR Alpine Capital Research, LLCCetera Advisors LLC11-08-2017
Kip Allen MechalsCascadia Advisory Services, LLCCetera Advisors LLC07-10-2018
Douglas Kay PerryCascadia Advisory Services, LLCCetera Advisors LLC07-09-2018
Eric Krausz AdlerCascadia Advisory Services, LLCCetera Advisors LLC07-06-2018
Greg Scott BowenCascadia Advisory Services, LLCCetera Advisors LLC07-06-2018
Robert Patrick BiancardiCascadia Advisory Services, LLCCetera Advisors LLC07-06-2018
Brian Sun Eagleheart McdowellJ.P. Morgan Securities LLCCetera Advisors LLC03-01-2013
James Robert DickieJHS Capital Advisors, LLCCetera Advisors LLC04-24-2015
Jonathan Charles LanningKMS Financial Services, Inc.Cetera Advisors LLC08-06-2019
Adriel John GainesKMS Financial Services, Inc.Cetera Advisors LLC07-31-2019
Scott Michael MahanKMS Financial Services, Inc.Cetera Advisors LLC05-07-2019
Andrew Patrick MurphyKMS Financial Services, Inc.Cetera Advisors LLC03-16-2018
Jeffery Owen BriggsKMS Financial Services, Inc.Cetera Advisors LLC03-07-2018
Jason Adam GongLifelong Wealth Management Group, LLCCetera Advisors LLC03-29-2018
David Lee GlauserOregon Pacific Wealth ManagementCetera Advisors LLC06-16-2017
Ernest Michael BossoPruco Securities, LLC.Cetera Advisors LLC$10005-03-2017
David Joseph PetersonSecurities America, Inc.Cetera Advisors LLC$50010-31-2019
Melissa Ann LoganSecurities America, Inc.Cetera Advisors LLC12-13-2017

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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