Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ernest Michael BossoPruco Securities, LLC.Cetera Advisors LLC05-03-2017
Melissa Ann LoganSecurities America, Inc.Cetera Advisors LLC12-13-2017
Jeffery Owen BriggsKMS Financial Services, Inc.Cetera Advisors LLC03-07-2018
Andrew Patrick MurphyKMS Financial Services, Inc.Cetera Advisors LLC03-16-2018
Jason Adam GongLifelong Wealth Management Group, LLCCetera Advisors LLC03-29-2018
Eric Krausz AdlerCascadia Advisory Services, LLCCetera Advisors LLC07-06-2018
Greg Scott BowenCascadia Advisory Services, LLCCetera Advisors LLC07-06-2018
Robert Patrick BiancardiCascadia Advisory Services, LLCCetera Advisors LLC07-06-2018
Douglas Kay PerryCascadia Advisory Services, LLCCetera Advisors LLC07-09-2018
Kip Allen MechalsCascadia Advisory Services, LLCCetera Advisors LLC07-10-2018
Scott Michael MahanKMS Financial Services, Inc.Cetera Advisors LLC05-07-2019
Dirk Gregory DegrootUnited Planners' Financial Services of America A Limited PartnerCetera Advisors LLC08-05-2019

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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