Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Esther ChapmanD.A. Davidson & Co.Citigroup Global Markets Inc.$5006-03-2009
Michael Kerry RuppD.A. Davidson & Co.Citigroup Global Markets Inc.06-03-2009
Amy Marie PalmD.A. Davidson & Co.Citigroup Global Markets Inc.$5005-27-2009
Kelly Joseph LeonardD.A. Davidson & Co.Citigroup Global Markets Inc.05-27-2009
Richard Roland CoenD.A. Davidson & Co.Citigroup Global Markets Inc.05-27-2009
Geoffrey Denison LarocheAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.05-08-2009
George Alan RiemerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$8005-08-2009
Lisa M KelsoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00005-08-2009
Duane James RodewaldUmpqua Investments, Inc.Citigroup Global Markets Inc.$50004-24-2009
Troy James JohnstonWells Fargo Investments, LLCCitigroup Global Markets Inc.03-24-2009
Jeremy Rogue VlachWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10003-16-2009
Donald Charles VanderlaagUmpqua Investments, Inc.Citigroup Global Markets Inc.03-01-2009
Roger Eugene VlachWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$9602-27-2009
David Alan StocktonUmpqua Investments, Inc.Citigroup Global Markets Inc.$2502-20-2009
Donald Francis MurrayUmpqua Investments, Inc.Citigroup Global Markets Inc.$10002-20-2009
John Joseph BacialliUmpqua Investments, Inc.Citigroup Global Markets Inc.$5002-17-2009
David Robert BalkUmpqua Investments, Inc.Citigroup Global Markets Inc.$15002-13-2009
Dennis Elliot LowenthalUmpqua Investments, Inc.Citigroup Global Markets Inc.02-13-2009
Don Kenyon Wells Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-13-2009
Douglas Peter EikenberryUmpqua Investments, Inc.Citigroup Global Markets Inc.$50002-13-2009
Jeffrey Allen HegstromWedbush Securities Inc.Citigroup Global Markets Inc.$10002-13-2009
Nolan William MeeuwsenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00002-13-2009
Randy Bryan SmithWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-13-2009
Tinh Thanh NguyenUmpqua Investments, Inc.Citigroup Global Markets Inc.$50002-13-2009
Todd Greaves BosworthRBC Capital Markets, LLCCitigroup Global Markets Inc.$2502-04-2009
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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