Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sabrina Dawn ShattuckNYLIFE Securities LLCCountry Capital Management Company09-08-2017
Alexander Richard SoberanisNorthwestern Mutual Investment Services, LLCCountry Capital Management Company05-03-2017
Wendy Lizeth CastilloU.S. Bancorp Investments, Inc.Country Capital Management Company01-31-2017
Leslie Ann ScheppegrellVoya Financial Advisors, Inc.Country Capital Management Company10-18-2016
Salvador Arenas RiosJ.P. Morgan Securities LLCCountry Capital Management Company09-13-2016
Tyler James SantoroJ.P. Morgan Securities LLCCountry Capital Management Company09-06-2016
Richard Davis HardyKey Investment Services LLCCountry Capital Management Company10-26-2015
Collin James BonseyNYLIFE Securities LLCCountry Capital Management Company08-14-2015
Robert LummFarmers Financial Solutions, LLCCountry Capital Management Company07-01-2015
Stefanie J HargerMML Investors Services, LLCCountry Capital Management Company03-05-2015
James Patrick SchaubWedbush Securities Inc.Country Capital Management Company10-14-2014
Kyle Wayne CarlsonFarmers Financial Solutions, LLCCountry Capital Management Company07-11-2011
Stephen James CarrollLPL Financial LLCCountry Capital Management Company04-18-2011
Anthony Joseph WhiteState Farm VP Management Corp.Country Capital Management Company09-16-2010
Brian Matthew SmithEdward JonesCountry Capital Management Company03-29-2010
Joshua Christopher Toan ElbertState Farm VP Management Corp.Country Capital Management Company06-29-2009
Nathan Eugene ConklinState Farm VP Management Corp.Country Capital Management Company$1006-09-2009
Bradley Jason BoeckSyndicated Capital, Inc.Country Capital Management Company$5001-01-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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