Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley Jason BoeckSyndicated Capital, Inc.Country Capital Management Company$5001-01-2009
Nathan Eugene ConklinState Farm VP Management Corp.Country Capital Management Company$1006-09-2009
Joshua Christopher Toan ElbertState Farm VP Management Corp.Country Capital Management Company06-29-2009
Brian Matthew SmithEdward JonesCountry Capital Management Company03-29-2010
Anthony Joseph WhiteState Farm VP Management Corp.Country Capital Management Company09-16-2010
Stephen James CarrollLPL Financial LLCCountry Capital Management Company04-18-2011
Kyle Wayne CarlsonFarmers Financial Solutions, LLCCountry Capital Management Company07-11-2011
James Patrick SchaubWedbush Securities Inc.Country Capital Management Company10-14-2014
Stefanie J HargerMML Investors Services, LLCCountry Capital Management Company03-05-2015
Robert LummFarmers Financial Solutions, LLCCountry Capital Management Company07-01-2015
Collin James BonseyNYLIFE Securities LLCCountry Capital Management Company08-14-2015
Richard Davis HardyKey Investment Services LLCCountry Capital Management Company10-26-2015
Tyler James SantoroJ.P. Morgan Securities LLCCountry Capital Management Company09-06-2016
Salvador Arenas RiosJ.P. Morgan Securities LLCCountry Capital Management Company09-13-2016
Leslie Ann ScheppegrellVoya Financial Advisors, Inc.Country Capital Management Company10-18-2016
Wendy Lizeth CastilloU.S. Bancorp Investments, Inc.Country Capital Management Company01-31-2017
Alexander Richard SoberanisNorthwestern Mutual Investment Services, LLCCountry Capital Management Company05-03-2017
Sabrina Dawn ShattuckNYLIFE Securities LLCCountry Capital Management Company09-08-2017

Showing 1 to 18 of 18 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.