Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Raymond James AlbanoLPL Financial LLCD.A. Davidson & Co.$15003-21-2019
Stephen John SchorRBC Capital Markets, LLCD.A. Davidson & Co.03-18-2019
Samuel Wallace Lee IIICetera Advisor Networks LLCD.A. Davidson & Co.$1,00002-16-2018
Brent Martin SteinbergLPL Financial LLCD.A. Davidson & Co.$20011-02-2017
Kevin Michael HaywardMerrill Lynch, Pierce, Fenner & Smith IncorporatedD.A. Davidson & Co.02-27-2017
Peter William SpiekermanRBC Capital Markets, LLCD.A. Davidson & Co.$15009-17-2015
Gary Louis FeldmanCommonwealth Financial NetworkD.A. Davidson & Co.$20006-12-2015
Todd Stevens MclaughlinCommonwealth Financial NetworkD.A. Davidson & Co.05-04-2015
James Brennan BrownEdward JonesD.A. Davidson & Co.03-13-2015
Robert John Varnum Jr.Morgan StanleyD.A. Davidson & Co.02-06-2015
Sally Jo WaltonMutual Securities, Inc.D.A. Davidson & Co.02-04-2014
John Albert OemingCommonwealth Financial NetworkD.A. Davidson & Co.$5008-16-2013
Nathan Duane OemingCommonwealth Financial NetworkD.A. Davidson & Co.$5008-16-2013
James Howard CampbellStrategic Advisers LLCD.A. Davidson & Co.04-15-2013
Eric Paxton NiedermeyerWells Fargo Advisors Financial Network, LLCD.A. Davidson & Co.$15010-03-2011
Stephen Xavier CarrollAmeriprise Financial Services, Inc.D.A. Davidson & Co.04-08-2011
John Russell TennantMcAdams Wright Ragen, Inc.D.A. Davidson & Co.01-06-2011
Richard Morris ThomasMcAdams Wright Ragen, Inc.D.A. Davidson & Co.01-06-2011
Anthony Allen ReelLiberty Capital Investment CorporationD.A. Davidson & Co.$2508-13-2010
Stefanie Ann ReelLiberty Capital Investment CorporationD.A. Davidson & Co.$2508-13-2010
William Francis BernerUBS Financial Services Inc.D.A. Davidson & Co.06-10-2010
Mark Alan BuserWells Fargo Advisors Financial Network, LLCD.A. Davidson & Co.05-15-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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