Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Xavier CarrollAmeriprise Financial Services, Inc.D.A. Davidson & Co.04-08-2011
Samuel Wallace Lee IIICetera Advisor Networks LLCD.A. Davidson & Co.$10002-16-2018
Gary Louis FeldmanCommonwealth Financial NetworkD.A. Davidson & Co.$20006-12-2015
Todd Stevens McLaughlinCommonwealth Financial NetworkD.A. Davidson & Co.05-04-2015
John Albert OemingCommonwealth Financial NetworkD.A. Davidson & Co.$50008-16-2013
Nathan Duane OemingCommonwealth Financial NetworkD.A. Davidson & Co.$50008-16-2013
James Brennan BrownEdward JonesD.A. Davidson & Co.03-13-2015
Stefanie Ann ReelLiberty Capital Investment CorporationD.A. Davidson & Co.$10008-13-2010
Anthony Allen ReelLiberty Capital Investment CorporationD.A. Davidson & Co.$25008-13-2010
Raymond James AlbanoLPL Financial LLCD.A. Davidson & Co.$15003-21-2019
Richard Joseph FisherLPL Financial LLCD.A. Davidson & Co.$50003-20-2019
Brent Martin SteinbergLPL Financial LLCD.A. Davidson & Co.$20011-02-2017
Richard Morris ThomasMcAdams Wright Ragen, Inc.D.A. Davidson & Co.01-06-2011
John Russell TennantMcAdams Wright Ragen, Inc.D.A. Davidson & Co.01-06-2011
Kevin Michael HaywardMerrill Lynch, Pierce, Fenner & Smith IncorporatedD.A. Davidson & Co.$15002-27-2017
Kraig Kerr, Michael LarleeMerrill Lynch, Pierce, Fenner & Smith IncorporatedD.A. Davidson & Co.$35004-30-2015
Robert John Varnum Jr.Morgan StanleyD.A. Davidson & Co.$15002-06-2015
Stephen John SchorRBC Capital Markets, LLCD.A. Davidson & Co.03-18-2019
Peter William SpiekermanRBC Capital Markets, LLCD.A. Davidson & Co.$25009-17-2015
James S Scott FleckUBS Financial Services Inc.D.A. Davidson & Co.$50007-14-2011
Jason Patrick FleckUBS Financial Services Inc.D.A. Davidson & Co.$50007-14-2011
William Francis BernerUBS Financial Services Inc.D.A. Davidson & Co.06-10-2010
Don Wells Jr., Kyle WellsWells Fargo AdvisorsD.A. Davidson & Co.$20009-28-2018
Troy W. GaulWells Fargo AdvisorsD.A. Davidson & Co.01-22-2014
Eric Paxton NiedermeyerWells Fargo Advisors Financial Network, LLCD.A. Davidson & Co.$15010-03-2011
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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