Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Alan RenardWells Fargo Advisors Financial Network, LLCD.A. Davidson & Co.$1005-15-2009
William Francis BernerUBS Financial Services Inc.D.A. Davidson & Co.06-10-2010
Anthony Allen ReelLiberty Capital Investment CorporationD.A. Davidson & Co.$2508-13-2010
Stefanie Ann ReelLiberty Capital Investment CorporationD.A. Davidson & Co.$1008-13-2010
Richard Morris ThomasMcAdams Wright Ragen, Inc.D.A. Davidson & Co.01-06-2011
John Russell TennantMcAdams Wright Ragen, Inc.D.A. Davidson & Co.01-06-2011
Stephen Xavier CarrollAmeriprise Financial Services, LLCD.A. Davidson & Co.04-08-2011
James Scott FleckUBS Financial Services Inc.D.A. Davidson & Co.07-14-2011
Jason Patrick FleckUBS Financial Services Inc.D.A. Davidson & Co.07-14-2011
Eric Paxton NiedermeyerWells Fargo Advisors Financial Network, LLCD.A. Davidson & Co.$15010-03-2011
James Howard CampbellFidelity Brokerage Services LLCD.A. Davidson & Co.02-15-2013
John Albert OemingCommonwealth Financial NetworkD.A. Davidson & Co.$5008-16-2013
Nathan Duane OemingCommonwealth Financial NetworkD.A. Davidson & Co.$5008-16-2013
Kelly Joseph LeonardD.A. Davidson & Co.D.A. Davidson & Co.$2502-18-2014
Robert John Varnum Jr.Morgan StanleyD.A. Davidson & Co.02-06-2015
James Brennan BrownEdward JonesD.A. Davidson & Co.03-13-2015
Todd Stevens McLaughlinCommonwealth Financial NetworkD.A. Davidson & Co.05-04-2015
Gary Louis FeldmanCommonwealth Financial NetworkD.A. Davidson & Co.$20006-12-2015
Peter William SpiekermanRBC Capital Markets, LLCD.A. Davidson & Co.$2509-17-2015
Kevin Michael HaywardMerrill Lynch, Pierce, Fenner & Smith IncorporatedD.A. Davidson & Co.02-27-2017
Brent Martin SteinbergLPL Financial LLCD.A. Davidson & Co.$20011-02-2017
Samuel Wallace Lee IIICetera Advisor Networks LLCD.A. Davidson & Co.02-16-2018
Stephen John SchorRBC Capital Markets, LLCD.A. Davidson & Co.03-18-2019
Richard Joseph FisherLPL Financial LLCD.A. Davidson & Co.03-20-2019
Raymond James AlbanoLPL Financial LLCD.A. Davidson & Co.03-21-2019

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.