Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ladd Cameron McKittrickLPL Financial LLCEdward Jones$5001-23-2009
Mark Edward BurfordMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-22-2009
Joshua D FrankelMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-14-2009
Michelle Renae PowlisonMorgan StanleyEdward Jones11-13-2009
Robert Sean O'ConnellChase Investment Services Corp.Edward Jones02-15-2010
Robert A. LindbloomUmpqua Investments, Inc.Edward Jones03-02-2010
Jeffrey Michael PisanMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$5003-05-2010
George Michael RiveraChase Investment Services Corp.Edward Jones$1004-01-2010
Theodore Peter AnagnosMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10006-04-2010
Kelly G. HigginsLPL Financial LLCEdward Jones$2506-25-2010
Kathy ShultzShultz Financial Planning, LLCEdward Jones07-21-2010
Julia Renee LindbergCommonwealth Financial NetworkEdward Jones$2508-06-2010
Lonnie Kay TuckerMorgan StanleyEdward Jones09-16-2010
Michael Joseph CarranoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-08-2010
Neal GovernorChase Investment Services Corp.Edward Jones11-04-2010
Kay Dee ColeClarity Wealth Development, LLCEdward Jones11-15-2010
Edward O FelanWaddell & ReedEdward Jones$1012-01-2010
Erica Alikapala CortezWaddell & ReedEdward Jones03-10-2011
Brian Kirby StallcopLPL Financial LLCEdward Jones$5004-21-2011
Charles John FerrariCommonwealth Financial NetworkEdward Jones05-06-2011
Patrick N ArchibaldMorgan StanleyEdward Jones09-30-2011
Corey Aaron ProctorFidelity Brokerage Services LLCEdward Jones10-10-2011
Robert Randall MorrisonHornor, Townsend & Kent, LLCEdward Jones$1010-13-2011
Jeffrey Donald StrikeChase Investment Services Corp.Edward Jones12-01-2011
James C. SlikerAmeriprise Financial Services, LLCEdward Jones12-13-2011
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Showing 1 to 25 of 108 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.