Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Andrew Irwin Wright | LPL Financial LLC | Edward Jones | — | 10-08-2012 |
| Anna Danielle Robbins | LPL Financial LLC | Edward Jones | $10 | 05-13-2013 |
| Benjamin Todd Newell | Miller Financial Group, LLC | Edward Jones | — | 03-30-2012 |
| Brendan David Flohr | Wells Fargo Clearing Services, LLC | Edward Jones | — | 08-15-2014 |
| Bret Lorin Reiner | Wells Fargo Clearing Services, LLC | Edward Jones | — | 08-10-2012 |
| Brian A. Zuschlag | KMS Financial Services, Inc. | Edward Jones | — | 03-18-2014 |
| Brian Kirby Stallcop | LPL Financial LLC | Edward Jones | $50 | 04-21-2011 |
| Brian Matthew Smith | Wells Fargo Clearing Services, LLC | Edward Jones | — | 05-02-2014 |
| Brian Robert Harrison | Wells Fargo Clearing Services, LLC | Edward Jones | — | 12-16-2013 |
| Bruce Vernon Jones | LPL Financial LLC | Edward Jones | — | 12-11-2013 |
| Charles John Ferrari, Mark Lynn Miller | Commonwealth Financial Network | Edward Jones | — | 05-06-2011 |
| Colin Brant Allen Maulding | LPL Financial LLC | Edward Jones | — | 02-17-2017 |
| David Moberg Nash | LPL Financial LLC | Edward Jones | — | 04-11-2016 |
| Derek Allan Gilbert | Ameriprise Financial Services, Inc. | Edward Jones | — | 04-28-2017 |
| Edward Graham Lindbloom | Summit Brokerage Services, Inc. | Edward Jones | $150 | 04-02-2018 |
| Edward O Felan | Waddell & Reed | Edward Jones | — | 12-01-2010 |
| Emily Ann Secord | Ameriprise Financial Services, Inc. | Edward Jones | — | 12-13-2013 |
| Gary Anthony Richter | LPL Financial LLC | Edward Jones | $10 | 02-08-2012 |
| Geoffrey Cole Creighton | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Edward Jones | $10 | 07-18-2012 |
| Gregory Scott Lester | LPL Financial LLC | Edward Jones | — | 10-22-2012 |
| Jeffrey Daniel Eischen | Ameriprise Financial Services, Inc. | Edward Jones | $50 | 01-08-2016 |
| Jeffrey Jackson Dunn-Bernstein | LPL Financial LLC | Edward Jones | — | 08-25-2015 |
| John G. Griffith | Ameriprise Financial Services, Inc. | Edward Jones | — | 02-24-2016 |
| Julia Renee Lindberg | Commonwealth Financial Network | Edward Jones | $25 | 08-06-2010 |
| Kathy Shultz | Shultz Financial Planning, LLC | Edward Jones | — | 07-21-2010 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
