Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip DublinJ.P. Morgan Securities LLCEdward Jones09-06-2018
Ryan Edward GravesWells Fargo Clearing Services, LLCEdward Jones07-16-2018
Nathan Edward BauerAmeriprise Financial Services, Inc.Edward Jones08-11-2017
Michael Tracy PickettLPL Financial LLCEdward Jones07-19-2017
Derek Allan GilbertAmeriprise Financial Services, Inc.Edward Jones04-28-2017
Colin Brant Allen MauldingLPL Financial LLCEdward Jones02-17-2017
David Moberg NashLPL Financial LLCEdward Jones04-11-2016
Terance Raymond HellandVALIC Financial Advisors, Inc.Edward Jones03-18-2016
John G. GriffithAmeriprise Financial Services, Inc.Edward Jones02-24-2016
Jeffrey Jackson Dunn-BernsteinLPL Financial LLCEdward Jones08-25-2015
Thomas W Elrod Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-01-2014
Brendan David FlohrWells Fargo Clearing Services, LLCEdward Jones08-15-2014
Brian Matthew SmithWells Fargo Clearing Services, LLCEdward Jones05-02-2014
Brian A. ZuschlagKMS Financial Services, Inc.Edward Jones03-18-2014
Brian Robert HarrisonWells Fargo Clearing Services, LLCEdward Jones12-16-2013
Emily Ann SecordAmeriprise Financial Services, Inc.Edward Jones12-13-2013
Bruce Vernon JonesLPL Financial LLCEdward Jones12-11-2013
Robert Lyndon BlackwellLPL Financial LLCEdward Jones12-07-2012
Gregory Scott LesterLPL Financial LLCEdward Jones10-22-2012
Andrew Irwin WrightLPL Financial LLCEdward Jones10-08-2012
Bret Lorin ReinerWells Fargo Clearing Services, LLCEdward Jones08-10-2012
Benjamin Todd NewellMiller Financial Group, LLCEdward Jones03-30-2012
Charles John Ferrari, Mark Lynn MillerCommonwealth Financial NetworkEdward Jones05-06-2011
Edward O FelanWaddell & ReedEdward Jones12-01-2010
Kay Dee ColeClarity Wealth Development, LLCEdward Jones11-15-2010
Next Page »

Showing 1 to 25 of 41 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.