Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfredo Jimenez Jr.LPL Financial LLCForesters Financial Services, Inc.09-14-2017
Andrew John EckleyRaymond James Financial Services, Inc.Foresters Financial Services, Inc.$25005-05-2014
Angelica E. HolcombeLPL Financial LLCForesters Financial Services, Inc.03-29-2019
Ankit PalanLPL Financial LLCForesters Financial Services, Inc.08-16-2017
Caitlin Jean Mc DonaldWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Foresters Financial Services, Inc.05-10-2017
Calen John KolbRaymond James Financial Services, Inc.Foresters Financial Services, Inc.05-05-2014
Chad Evan FenslerRaymond James Financial Services, Inc.Foresters Financial Services, Inc.$25005-05-2014
Charles YuVoya Financial Advisors, Inc.Foresters Financial Services, Inc.09-07-2017
Christopher Martin QuandtPaulson Investment Company LLCForesters Financial Services, Inc.08-10-2017
Corey Jay GriffinCetera Investment Services LLCForesters Financial Services, Inc.07-01-2019
Curtis Caine ShireyWaddell & ReedForesters Financial Services, Inc.05-12-2016
Davis Alika SiligaLPL Financial LLCForesters Financial Services, Inc.03-29-2019
Douglas Scott SouvenirRaymond James Financial Services, Inc.Foresters Financial Services, Inc.$25005-20-2016
Elliott Hamilton WedamKey Investment Services LLCForesters Financial Services, Inc.12-12-2016
Evan Hideo HayashiCrown Capital Securities, L.P.Foresters Financial Services, Inc.$25004-22-2013
Jeffrey Meade CapellenRaymond James Financial Services, Inc.Foresters Financial Services, Inc.$50005-05-2014
Jeffrey Wayne GrandyRaymond James Financial Services, Inc.Foresters Financial Services, Inc.05-20-2016
Jill Elizabeth SmithLPL Financial LLCForesters Financial Services, Inc.05-23-2018
Johnathon Franklin ThomasWaddell & ReedForesters Financial Services, Inc.07-20-2012
Kalin Virginia RooneyLPL Financial LLCForesters Financial Services, Inc.03-29-2019
Karri Marie MaccluerRaymond James Financial Services, Inc.Foresters Financial Services, Inc.05-05-2014
Keoni Keliimokunui Hudson-RasmussenRaymond James Financial Services, Inc.Foresters Financial Services, Inc.05-20-2016
Michael Elis MalmbergCetera Investment Services LLCForesters Financial Services, Inc.$50007-09-2019
Noah Lewis ZamudioWaddell & ReedForesters Financial Services, Inc.09-27-2012
Patrick Allen FranckWoodbury Financial Services, Inc.Foresters Financial Services, Inc.03-14-2019
Next Page »

Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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