Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph J Di PeriMorgan StanleyJ.P. Morgan Securities LLC06-08-2020
Kevin Garrett KacalekTransamerica Financial Advisors, IncJ.P. Morgan Securities LLC05-04-2020
Richard Wesley Fisher JrKey Investment Services LLCJ.P. Morgan Securities LLC$15002-20-2020
Lani Star PurpuraU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC12-20-2019
Steven David SmithNYLIFE Securities LLCJ.P. Morgan Securities LLC11-11-2019
Jesse Thomas NehringU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC10-15-2019
Frank T SeinturierNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC09-20-2019
April Diane KellyCetera Advisor Networks LLCJ.P. Morgan Securities LLC09-18-2019
Vincent Maimboti DhliwayoU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC09-03-2019
Ronald Wayne GordonEdward JonesJ.P. Morgan Securities LLC08-27-2019
Ronald Scott HuttonU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC08-12-2019
Matthew William GuyetteEdward JonesJ.P. Morgan Securities LLC10-05-2018
Anthony J RoaCetera Advisor Networks LLCJ.P. Morgan Securities LLC08-02-2018
Amanda L RainesU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-11-2018
Christian L CoughlanEdward JonesJ.P. Morgan Securities LLC05-04-2018
Dane Alden BradfordU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC03-30-2018
Edward Michael HassanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15012-04-2017
Patrick Joseph MooreEdward JonesJ.P. Morgan Securities LLC08-04-2017
James D Williams IIEdward JonesJ.P. Morgan Securities LLC08-04-2017
Tai Git WongWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-30-2017
James Henry SkinnerKey Investment Services LLCJ.P. Morgan Securities LLC05-17-2017
David Clark EderEdward JonesJ.P. Morgan Securities LLC05-09-2017
Kathryn Susann McLeodWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-10-2017
Brian Sun McDowellCetera Advisors LLCJ.P. Morgan Securities LLC09-30-2016
Larry Leon Hyatt JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-09-2016
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.