Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Sun McDowellCetera Advisors LLCJ.P. Morgan Securities LLC09-30-2016
Robert Sean O'ConnellCetera Advisors LLCJ.P. Morgan Securities LLC06-26-2015
Matthew William GuyetteEdward JonesJ.P. Morgan Securities LLC10-05-2018
Christian L. CoughlanEdward JonesJ.P. Morgan Securities LLC$16405-04-2018
Patrick Joseph MooreEdward JonesJ.P. Morgan Securities LLC08-04-2017
James Daniel WilliamsEdward JonesJ.P. Morgan Securities LLC08-04-2017
David Clark EderEdward JonesJ.P. Morgan Securities LLC05-09-2017
Roger Alan LillardEdward JonesJ.P. Morgan Securities LLC$2502-08-2013
Tyler Jay SesockKey Investment Services LLCJ.P. Morgan Securities LLC08-28-2017
James Henry SkinnerKey Investment Services LLCJ.P. Morgan Securities LLC05-17-2017
Larry Leon Hyatt Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5009-09-2016
Kyle Norman RuggMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-14-2013
Vincent Maimboti DhliwayoU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC09-03-2019
Dane Alden BradfordU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$1003-30-2018
Magdalena VlaicuU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC05-12-2015
Alicia Maria HernandezU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC06-25-2013
Elke De La CruzVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC03-14-2016
Rodney Arthur Cook IIValMark Securities, Inc.J.P. Morgan Securities LLC$10007-21-2016
Kristin Leigh WalterVoya Financial Advisors, Inc.J.P. Morgan Securities LLC05-20-2014
Edward M. HassanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-04-2017
Andre Philip BouchardWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-29-2017
Tai Git WongWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-30-2017
Kathryn Susann McLeodWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-10-2017
Gerald Lee HannonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-18-2013

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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