Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karina Y HernandezJ.P. Morgan Securities LLCKey Investment Services LLC04-05-2018
Coleman Andrew WebbRaymond James Financial Services, Inc.Key Investment Services LLC11-06-2017
Brandon A PerkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC09-18-2017
Neal GovernorWells Fargo Clearing Services, LLCKey Investment Services LLC04-18-2017
Jason Lee McmurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC12-05-2016
Mark Eugene FelixWells Fargo Clearing Services, LLCKey Investment Services LLC11-30-2016
Cynthia Lee Montgomery-AdamsRaymond James Financial Services, Inc.Key Investment Services LLC11-21-2016
Trevor Jewel LooneyAmeriprise Financial Services, Inc.Key Investment Services LLC09-14-2016
Sergei Borisovich VassilenkoRaymond James Financial Services, Inc.Key Investment Services LLC06-02-2016
Steven Dale GabrielBancWest Investment Services, Inc.Key Investment Services LLC12-14-2015
Brian Quinn ColemanM Holdings Securities, Inc.Key Investment Services LLC$2508-26-2014
Jorge Alberto MartinezU.S. Bancorp Investments, Inc.Key Investment Services LLC04-25-2014
David Chaim KirchfeldLPL Financial LLCKey Investment Services LLC01-17-2014
Renae Joy BelsvikEdward JonesKey Investment Services LLC01-09-2014
Crystal Lynn SmithersWells Fargo Clearing Services, LLCKey Investment Services LLC05-28-2013
Donald James PaulCetera Investment Services LLCKey Investment Services LLC05-16-2013
Therese Illeene MisnerJ.P. Morgan Securities LLCKey Investment Services LLC05-10-2013
Tasha Immacolata WinklerUnionBanc Investment Services, LLCKey Investment Services LLC08-20-2012
Ronald Martin HydeLPL Financial LLCKey Investment Services LLC07-27-2012
Therese Illeene MisnerCetera Investment Services LLCKey Investment Services LLC06-01-2012
Benjamin Micah WenzelLPL Financial LLCKey Investment Services LLC03-30-2012
Kenneth Michael WachtendorfU.S. Bancorp Investments, Inc.Key Investment Services LLC01-30-2012
Kasha Brook MclemoreCUSO Financial Services, L.P.Key Investment Services LLC09-28-2011
David Chaim KirchfeldMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC01-10-2011
Tina Marie BadalianWells Fargo Investments, LLCKey Investment Services LLC12-03-2009

Showing 1 to 25 of 25 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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