Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anna Cathleen DempseyU.S. Bancorp Investments, Inc.Key Investment Services LLC07-14-2016
Benjamin Lane HopperJ.P. Morgan Securities LLCKey Investment Services LLC09-10-2018
Benjamin Micah WenzelLPL Financial LLCKey Investment Services LLC03-30-2012
Brandon A. PerkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC09-18-2017
Brian Quinn ColemanM Holdings Securities, Inc.Key Investment Services LLC$25008-26-2014
Chad Patrick SannU.S. Bancorp Investments, Inc.Key Investment Services LLC03-18-2019
Coleman Andrew WebbRaymond James Financial Services, Inc.Key Investment Services LLC11-06-2017
Crystal Lynn SmithersWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Key Investment Services LLC05-28-2013
Cynthia Montgomery AdamsRaymond James Financial Services, Inc.Key Investment Services LLC11-21-2016
David Chaim KirchfeldLPL Financial LLCKey Investment Services LLC01-17-2014
David Chaim KirchfeldMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC01-10-2011
Donald James PaulCetera Investment Services LLCKey Investment Services LLC05-16-2013
Grant MoultonLPL Financial LLCKey Investment Services LLC10-03-2019
Jason L McMurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC12-05-2016
Jason M. HuynhU.S. Bancorp Investments, Inc.Key Investment Services LLC08-06-2018
Jorge Alberto MartinezU.S. Bancorp Investments, Inc.Key Investment Services LLC04-25-2014
Joyce Chemutai-LoveWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Key Investment Services LLC08-05-2019
Karina Y. HernandezJ.P. Morgan Securities LLCKey Investment Services LLC04-05-2018
Kasha Brook MclemoreCUSO Financial Services, L.P.Key Investment Services LLC$50009-28-2011
Kenneth Michael WachtendorfU.S. Bancorp Investments, Inc.Key Investment Services LLC$25001-30-2012
Mark Eugene FelixWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Key Investment Services LLC11-30-2016
Neal GovernorWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Key Investment Services LLC04-18-2017
Patrick Matthew HaleCetera Investment Services LLCKey Investment Services LLC05-26-2018
Phillip Victor SwayzeU.S. Bancorp Investments, Inc.Key Investment Services LLC05-13-2019
Renae Joy BelsvikEdward JonesKey Investment Services LLC01-09-2014
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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