Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cathy Lynn StoppelKMS Financial Services, Inc.LPL Financial LLC01-06-2020
Benjamin Micah WenzelKMS Financial Services, Inc.LPL Financial LLC01-06-2020
Ryan Thomas LewKMS Financial Services, Inc.LPL Financial LLC01-06-2020
Timothy William SmithRaymond James Financial Services, Inc.LPL Financial LLC$1,00010-18-2019
Anthony Richard Rubino Jr.Roehl & Yi Investment Advisors, LLCLPL Financial LLC05-24-2019
Alfredo Jimenez JrPark Avenue Securities LLCLPL Financial LLC02-13-2019
Alberto FernandezM Holdings Securities, Inc.LPL Financial LLC01-25-2019
Danny Brent BerrymanPlanMember Securities CorporationLPL Financial LLC01-09-2019
Michael Eric JohnsonUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC$2501-07-2019
Tammy Jean Mafara-JacobsRaymond James Financial Services, Inc.LPL Financial LLC$10009-28-2018
Jonathan Martin JohansenRaymond James Financial Services, Inc.LPL Financial LLC$10009-28-2018
Stephen Kent NolanFSC Securities CorporationLPL Financial LLC$2405-24-2018
Matthew Edward MaiFSC Securities CorporationLPL Financial LLC$2505-24-2018
Robert Joseph CaldwellFSC Securities CorporationLPL Financial LLC$5005-24-2018
Joel David HooperIndependent Financial Group, LLCLPL Financial LLC$5010-16-2017
Mark Tennyson DwightIndependent Financial Group, LLCLPL Financial LLC$2510-16-2017
Kodi Robert HermannAmeriprise Financial Services, LLCLPL Financial LLC$20009-22-2017
Emanuel Simion GradAmeriprise Financial Services, LLCLPL Financial LLC09-22-2017
Thomas Bynes OuimetteCross Financial AdvisorsLPL Financial LLC06-29-2017
Matthew Joseph ContiCross Financial AdvisorsLPL Financial LLC06-29-2017
Daniel W RetzlaffCross Financial AdvisorsLPL Financial LLC06-29-2017
Kyle Ryan ParsonsCross Financial AdvisorsLPL Financial LLC06-29-2017
Timothy Lee MayfieldCross Financial AdvisorsLPL Financial LLC06-29-2017
Timothy Lee DonivanInvestor FanLPL Financial LLC$4206-23-2017
Brian Edwin GriffithAmeriprise Financial Services, LLCLPL Financial LLC$15003-31-2017
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.