Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Danny Brent BerrymanPlanMember Securities CorporationLPL Financial LLC01-09-2019
Tammy Jean Mafara-JacobsRaymond James Financial Services, Inc.LPL Financial LLC$10009-28-2018
Matthew Edward MaiFSC Securities CorporationLPL Financial LLC$2505-24-2018
Stephen Kent NolanFSC Securities CorporationLPL Financial LLC$105-24-2018
Joel David HooperIndependent Financial Group, LLCLPL Financial LLC$5010-16-2017
Mark Tennyson DwightIndependent Financial Group, LLCLPL Financial LLC$2510-16-2017
Emanuel Rick GradAmeriprise Financial Services, Inc.LPL Financial LLC09-22-2017
Kodi Robert HermannAmeriprise Financial Services, Inc.LPL Financial LLC$5009-22-2017
Daniel W RetzlaffCross Financial AdvisorsLPL Financial LLC06-29-2017
Jerald Davin LydaCross Financial AdvisorsLPL Financial LLC06-29-2017
Kyle Ryan ParsonsCross Financial AdvisorsLPL Financial LLC06-29-2017
Matthew Joseph ContiCross Financial AdvisorsLPL Financial LLC06-29-2017
Thomas Byrnes OuimetteCross Financial AdvisorsLPL Financial LLC06-29-2017
Timothy Lee MayfieldCross Financial AdvisorsLPL Financial LLC06-29-2017
Brian Edwin GriffithAmeriprise Financial Services, Inc.LPL Financial LLC$15003-31-2017
Mark Brian DegnerAmeriprise Financial Services, Inc.LPL Financial LLC$15003-31-2017
Robert John BostelmanPaulson Investment Company LLCLPL Financial LLC10-18-2016
Jason Daniel SiiJ.P. Morgan Securities LLCLPL Financial LLC10-07-2016
Nathan Ryan KahlerWells Fargo Advisors Financial Network, LLCLPL Financial LLC10-03-2016
Melanie Lynnae CarpenterM Holdings Securities, Inc.LPL Financial LLC$1009-19-2016
James Alan KuxhausCetera Advisors LLCLPL Financial LLC$1808-25-2016
Amy Lundy CrooksSII Investments, Inc.LPL Financial LLC04-18-2016
Guy Alexander CrooksSII Investments, Inc.LPL Financial LLC04-18-2016
Andrew Paul WertNorthwestern Mutual Investment Services, LLCLPL Financial LLC03-29-2016
Eric Peter PiferWells Fargo Clearing Services, LLCLPL Financial LLC$2501-25-2016
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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