Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Clyde HopkinsHIMCO Distribution Services CompanyLPL Financial LLC$1001-01-2010
Jason R HaggartUBS Financial Services Inc.LPL Financial LLC09-20-2010
Anton Klemens IIIU.S. Bancorp Investments, Inc.LPL Financial LLC10-18-2010
Sara Catherine LeipzigAmeriprise Financial Services, LLCLPL Financial LLC02-01-2011
Nicholas Randolph RadkeAmerican Independent Securities Group, LLCLPL Financial LLC05-02-2011
Aaron Lee BoehmKMS Financial Services, Inc.LPL Financial LLC06-24-2011
Edward Dayan RubinCUSO Financial Services, L.P.LPL Financial LLC02-01-2012
Dick Paul SchulzWilbanks Securities, Inc.LPL Financial LLC02-21-2012
Daniel Thomas GellnerAmeriprise Financial Services, LLCLPL Financial LLC$2504-20-2012
John Richard CroninAmerican Independent Securities Group, LLCLPL Financial LLC09-19-2012
Niki Diane SandsJ.P. Morgan Securities LLCLPL Financial LLC11-29-2012
Stephen James CarrollPrincipal Securities, Inc.LPL Financial LLC12-14-2012
Seth Adam PrescottU.S. Bancorp Investments, Inc.LPL Financial LLC$1012-17-2012
Julie M. ClelandU.S. Bancorp Investments, Inc.LPL Financial LLC12-20-2012
Richard Raymond RogersSecurities America, Inc.LPL Financial LLC01-22-2013
Christian Frederic TujoKestra Investment Services, LLCLPL Financial LLC01-28-2013
Jeffrey Shane NelsonKMS Financial Services, Inc.LPL Financial LLC02-25-2013
Natalie Ann ColeAmeriprise Financial Services, LLCLPL Financial LLC02-26-2013
Damon Merrill MapesCetera Investment Services LLCLPL Financial LLC$15002-28-2013
Samantha Rae WigginsWaddell & ReedLPL Financial LLC11-18-2013
Jeffrey Leverett McCulloughKoenig Investment Advisory, LLCLPL Financial LLC05-20-2014
Gretchen StangierStangier Wealth ManagementLPL Financial LLC$10008-25-2014
Dean Everett EisenbraunKMS Financial Services, Inc.LPL Financial LLC01-21-2015
Stephen Paul GressettCommonwealth Financial NetworkLPL Financial LLC02-13-2015
Jason Jon PetersCommonwealth Financial NetworkLPL Financial LLC$5002-13-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.