Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Lee BoehmKMS Financial Services, Inc.LPL Financial LLC06-24-2011
Brian Edwin GriffithAmeriprise Financial Services, Inc.LPL Financial LLC$15003-31-2017
Daniel Thomas GellnerAmeriprise Financial Services, Inc.LPL Financial LLC$2504-20-2012
Daniel W RetzlaffCross Financial AdvisorsLPL Financial LLC06-29-2017
Danny Brent BerrymanPlanMember Securities CorporationLPL Financial LLC01-09-2019
Dean Everett EisenbraunKMS Financial Services, Inc.LPL Financial LLC01-21-2015
Edward Dayan RubinCUSO Financial Services, L.P.LPL Financial LLC02-01-2012
Emanuel Simion GradAmeriprise Financial Services, Inc.LPL Financial LLC09-22-2017
Eric Peter PiferWells Fargo Clearing Services, LLCLPL Financial LLC$20001-25-2016
James Alan KuxhausCetera Advisors LLCLPL Financial LLC$1808-25-2016
Jason Daniel SiiJ.P. Morgan Securities LLCLPL Financial LLC10-07-2016
Jason Jon Peters, Erik Karl PetersonCommonwealth Financial NetworkLPL Financial LLC$5002-13-2015
Jeffrey Leverett McCulloughKoenig Investment Advisory, LLCLPL Financial LLC05-20-2014
Joel David HooperIndependent Financial Group, LLCLPL Financial LLC$5010-16-2017
John Richard CroninAmerican Independent Securities Group, LLCLPL Financial LLC09-19-2012
Julie M. ClelandU.S. Bancorp Investments, Inc.LPL Financial LLC12-20-2012
Kodi Robert HermannAmeriprise Financial Services, Inc.LPL Financial LLC$20009-22-2017
Kyle Ryan ParsonsCross Financial AdvisorsLPL Financial LLC06-29-2017
Leann Renae GilmoreUmpqua Investments, Inc.LPL Financial LLC09-08-2015
Mark Brian DegnerAmeriprise Financial Services, Inc.LPL Financial LLC$15003-31-2017
Mark Neale TompkinsUmpqua Investments, Inc.LPL Financial LLC$2509-08-2015
Mark Tennyson DwightIndependent Financial Group, LLCLPL Financial LLC$2510-16-2017
Mary Elizabeth CaseyUmpqua Investments, Inc.LPL Financial LLC$2509-08-2015
Matthew Edward MaiFSC Securities CorporationLPL Financial LLC$2505-24-2018
Matthew Joseph ContiCross Financial AdvisorsLPL Financial LLC06-29-2017
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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