Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ternel Norbert MartinezVALIC Financial Advisors, Inc.MML Investors Services, LLC09-24-2018
John Patrick DakinVALIC Financial Advisors, Inc.MML Investors Services, LLC05-07-2018
Cassie DiamondKMS Financial Services, Inc.MML Investors Services, LLC01-09-2018
David Douglas Swanson Jr.Swanson Financial Services, Inc.MML Investors Services, LLC05-31-2017
Kevin Patrick BoydPruco Securities, LLC.MML Investors Services, LLC02-09-2017
Robert Joseph CaldwellLPL Financial LLCMML Investors Services, LLC11-16-2016
Ryan Jay WaymanAXA Advisors, LLCMML Investors Services, LLC04-01-2015
Dean Thomas ParkerProEquities, Inc.MML Investors Services, LLC08-22-2014
Waiyee Carmen WongConfluence Wealth Management LLCMML Investors Services, LLC06-05-2014
John Bryan KaiserPrincipal Securities, Inc.MML Investors Services, LLC06-02-2014
Nana Goto BellerudPrincipal Securities, Inc.MML Investors Services, LLC04-29-2014
Larry Wendel MathisSII Investments, Inc.MML Investors Services, LLC04-09-2014
Larry Lee ElliottSII Investments, Inc.MML Investors Services, LLC10-27-2010
Kevin Converse SatterleeHIMCO Distribution Services CompanyMML Investors Services, LLC02-15-2010
Craig Ryan SmithOregon Trail Financial Services, IncMML Investors Services, LLC08-13-2009

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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