Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig Ryan SmithOregon Trail Financial Services, IncMML Investors Services, LLC$108-13-2009
Kevin Converse SatterleeHIMCO Distribution Services CompanyMML Investors Services, LLC02-15-2010
Larry Lee ElliottSII Investments, Inc.MML Investors Services, LLC10-27-2010
Larry Wendel MathisSII Investments, Inc.MML Investors Services, LLC04-09-2014
Nana Goto BellerudPrincipal Securities, Inc.MML Investors Services, LLC04-29-2014
John B. KaiserPrincipal Securities, Inc.MML Investors Services, LLC06-02-2014
Waiyee Carmen WongConfluence Wealth Management LLCMML Investors Services, LLC06-05-2014
Dean Thomas ParkerProEquities, Inc.MML Investors Services, LLC$5008-22-2014
Ryan J. WaymanAXA Advisors, LLCMML Investors Services, LLC04-01-2015
Robert Joseph CaldwellLPL Financial LLCMML Investors Services, LLC$5011-16-2016
David James SullivanPark Avenue Securities LLCMML Investors Services, LLC01-18-2017
Kevin Patrick BoydPruco Securities, LLC.MML Investors Services, LLC02-09-2017
David Douglas Swanson JrSwanson Financial Services, Inc.MML Investors Services, LLC05-31-2017
Travis W. MaceFinancial Advocates Investment ManagementMML Investors Services, LLC10-04-2017
Cassie DiamondKMS Financial Services, Inc.MML Investors Services, LLC01-09-2018
William Grant DiamondKMS Financial Services, Inc.MML Investors Services, LLC02-01-2018
Derek Allan TritschAllstate Financial Services, LLCMML Investors Services, LLC03-02-2018
John Patrick DakinVALIC Financial Advisors, Inc.MML Investors Services, LLC05-07-2018
Jay A. EdwardsVALIC Financial Advisors, Inc.MML Investors Services, LLC05-29-2018
Ternel Norbert MartinezVALIC Financial Advisors, Inc.MML Investors Services, LLC09-24-2018
Brian WilsonVirtue Capital Management, LLCMML Investors Services, LLC04-16-2019
Jason Edward KlinedinstAmeriprise Financial Services, LLCMML Investors Services, LLC06-20-2019
Travis Steven McCurryM Holdings Securities, Inc.MML Investors Services, LLC11-01-2019
John Lyman RackleffPark Avenue Securities LLCMML Investors Services, LLC01-16-2020

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.