Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Bruce YaegerStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-10-2019
Christopher Hong-Pui YeungU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2019
Martha Mary CaldwellRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$111-01-2018
Scott Everett SandersPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-04-2018
Darrel LawrenceLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2018
Brooke Christine JohnsenRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2017
Anthony Christopher RueU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2017
Donny Wayne WalbergWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2016
Claudia PorterCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$108-01-2016
Dione Esther YoungThrivent Investment Management Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2016
Jeffrey Alan MazerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2015
Jane Elizabeth DrewWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$17508-07-2015
Randy Leroy TennantAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2015
Jeff Lane MallulaWedbush Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2015
Katherine Jane DrewWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2014
Michelle Castano GarciaNorthwest Investment CounselorsMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2013
Kevin Asher GreenLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-15-2013
Christopher Andrew HatfieldPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2013
Brady Alan JacobsenNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2013
Kristin E TorresMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-08-2013
Michael Allen VanoverWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2013
Brian Edward TraegerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2013
Christopher James PorterCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2013
Blake W ParrishB P Financial Associates, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2013
Zachary A BlalackAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2013
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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