Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Gains

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kraig Kerr Michael LarleeD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$35004-30-2015
Matthew Fields Tonya NicholsRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$17006-28-2012
Joseph E Opsahl Christopher A HatfieldTrue Private Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2013
Jane Drew Katherine DrewWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$27808-07-2015
Mike Clancy Brad Anderson Steve BurchUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-18-2012
Michael J JonesJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2020
Heather Michelle MetcalfSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2020
Dimitry Petrovich MakhanovE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2020
Blaine PATRICK Werner44 Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2020
Brayden Lawrence Stibi PerkinsE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-27-2020
Julien Luca BlanconWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2020
Joshua Adam KammererKingsview Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2020
Phillip P WilliamsKingsview Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2020
JAREN Reese PACKARDJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2019
Crystal Lynn SmithersHarbor Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2019
Dana John LarsonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2019
Christopher Hong-Pui YeungU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2019
Rachel Nicole GustafsonPeak Brokerage Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2019
Martha Mary CaldwellRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2018
Kortney Ann JolleyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2018
Elena L Taylor WelchJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2018
Jesse Thomas RaumaVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
Jesse Carl CoffeeTrue Private Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2018
Brooke C JohnsenRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2017
Donny Wayne WalbergWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2016
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.