Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffery Ralph HardingMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Mark Andrew SchangMorgan Stanley & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Randall Allen YoungMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
William Donald BrewerMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
George Francis DamesWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2009
Phillip G DamesWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2009
Casey A MccrightWamu Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2009
Mark Bryan LewisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-22-2009
William D SwancuttStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2009
James Scott SalmonStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-02-2009
Tasha Immacolata WinklerKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2009
Ronan Calceta GaudarioVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-11-2009
Nathan James Vander KleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2009
Thomas E Nelson IIIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00004-09-2010
Danielle Lynne CoryerChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2010
Catha Alberta SimonsAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1006-24-2010
Louis Martin BaudendistelPaulson Investment Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2010
Jeffrey E RodgersMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2010
Christian Frederic TujoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2010
Dustin Michael RueAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-07-2011
Charissa Eilleen AndersonUmpqua Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-02-2011
Leonard Franklin HakeWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2011
Ruth E BangertUnionBanc Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2011
David Alan McleanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-09-2011
Zhe LiaoWestlake Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-02-2012
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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