Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffre Scott ReiningerCapital Financial Services, Inc.MetLife Securities Inc.06-26-2015
Michael Dennis HergertPrincipal Securities, Inc.MetLife Securities Inc.02-03-2015
Glenn Robert SmithPrincipal Securities, Inc.MetLife Securities Inc.01-09-2015
Scott Michael SmithPrincipal Securities, Inc.MetLife Securities Inc.11-21-2014
Kenneth Andrew HoilandPrincipal Securities, Inc.MetLife Securities Inc.$101-08-2014
Aaron David OnealU.S. Bancorp Investments, Inc.MetLife Securities Inc.12-23-2013
Michael Richard AllenPrincipal Securities, Inc.MetLife Securities Inc.$5012-06-2013
Mary Frances DillPrincipal Securities, Inc.MetLife Securities Inc.$2512-04-2013
Richard Arthur DixonPrincipal Securities, Inc.MetLife Securities Inc.10-24-2013
Corey Blair CastnerLPL Financial LLCMetLife Securities Inc.06-24-2013
Matthew Robert LeekSkyOak Wealth Management, Inc.MetLife Securities Inc.03-22-2013
Bianca A WilliamsWells Fargo Clearing Services, LLCMetLife Securities Inc.08-20-2012
Timothy Michael MooneyEdward JonesMetLife Securities Inc.$104-09-2012
Barbara Minelli SeamanPlanMember Securities CorporationMetLife Securities Inc.$5006-30-2010
Andrew Michael RussellChase Investment Services Corp.MetLife Securities Inc.01-04-2010
William Dale DobbsCentaurus Financial, Inc.MetLife Securities Inc.$104-06-2009
Rex Raymond SchneiderWamu Investments, Inc.MetLife Securities Inc.03-30-2009

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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