Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Wade HewettJ.P. Morgan Securities LLCMorgan Stanley$2508-10-2018
Duane K HoffingerWells Fargo Clearing Services, LLCMorgan Stanley$101-19-2018
Benjamin M PetersenFSC Securities CorporationMorgan Stanley09-15-2017
Francisco Marquez MarquezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-03-2017
Howard Curtis WidoffWells Fargo Clearing Services, LLCMorgan Stanley$2504-28-2017
Lucas Benjamin WidoffWells Fargo Clearing Services, LLCMorgan Stanley04-28-2017
Paula C JorgensenAmeriprise Financial Services, Inc.Morgan Stanley10-31-2016
Ann Elizabeth BolithoU.S. Bancorp Investments, Inc.Morgan Stanley09-26-2016
David Kenneth ThieleFSC Securities CorporationMorgan Stanley08-12-2016
David Joseph TariMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-23-2016
Charles Victor FreemontWedbush Securities Inc.Morgan Stanley06-02-2016
Richard Wesley Fisher Jr.J.P. Morgan Securities LLCMorgan Stanley$15004-06-2016
Timothy Reynolds StalsbergWells Fargo Clearing Services, LLCMorgan Stanley04-01-2016
Robert John Varnum Jr.Pruco Securities, LLC.Morgan Stanley03-09-2016
Richard Wayne PersingerEdward JonesMorgan Stanley03-04-2016
Erik Allan TobiasonRBC Capital Markets, LLCMorgan Stanley$15003-02-2016
Reese Alsop ShepardRBC Capital Markets, LLCMorgan Stanley$15003-02-2016
Marc Harris AlportWells Fargo Clearing Services, LLCMorgan Stanley02-12-2016
Andrew J. KalpakisEdward JonesMorgan Stanley11-25-2015
John Howard EckelsUBS Financial Services Inc.Morgan Stanley11-19-2015
Ronda Michelle SchleicherUBS Financial Services Inc.Morgan Stanley$5011-19-2015
Terry Earl AllenUBS Financial Services Inc.Morgan Stanley$5011-19-2015
Benjamin Ross HowellD.A. Davidson & Co.Morgan Stanley$18805-22-2015
Emily Anne HicksStrategic Advisers LLCMorgan Stanley05-21-2015
Brice A HeilmanUBS Financial Services Inc.Morgan Stanley05-05-2015
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Showing 1 to 25 of 118 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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