Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Jacob SmithAmeriprise Financial Services, Inc.Morgan Stanley11-06-2019
Paula C JorgensenAmeriprise Financial Services, Inc.Morgan Stanley$17010-31-2016
Scott Douglas CramerAmeriprise Financial Services, Inc.Morgan Stanley$10001-12-2011
Michelle Renae PowlisonCetera Advisor Networks LLCMorgan Stanley07-26-2013
Terry Gene HersheyCetera Advisors LLCMorgan Stanley$25010-30-2014
Melissa Ann LoganCetera Advisors LLCMorgan Stanley10-30-2014
Larry Leon Hyatt Jr.Chase Investment Services Corp.Morgan Stanley$50008-01-2009
Dawn Marie PageCordant, Inc.Morgan Stanley03-01-2010
William Paul AnfusoCordant, Inc.Morgan Stanley02-26-2010
Daniel Jacob FrankelCordant, Inc.Morgan Stanley02-26-2010
Benjamin Ross HowellD.A. Davidson & Co.Morgan Stanley$25005-22-2015
Thomas Lloyd NelsonD.A. Davidson & Co.Morgan Stanley$31008-06-2014
Richard Joseph FisherD.A. Davidson & Co.Morgan Stanley$50011-21-2012
Pamela Jean TurnipseedD.A. Davidson & Co.Morgan Stanley$50011-14-2012
Michael Allen LawyerD.A. Davidson & Co.Morgan Stanley$10012-01-2010
John Albert OemingD.A. Davidson & Co.Morgan Stanley$50005-26-2010
Nathan Duane OemingD.A. Davidson & Co.Morgan Stanley$50005-26-2010
Samuel Wallace Lee IIID.A. Davidson & Co.Morgan Stanley$10004-28-2010
Peter Jameson HooverD.A. Davidson & Co.Morgan Stanley$20010-07-2009
Gayle Sue ReedD.A. Davidson & Co.Morgan Stanley$10009-09-2009
William Edward ClaryD.A. Davidson & Co.Morgan Stanley$10009-09-2009
Richard Halden HutchinsD.A. Davidson & Co.Morgan Stanley$10009-09-2009
Robert Howard HutchinsD.A. Davidson & Co.Morgan Stanley$15009-09-2009
Allan Lee WrightD.A. Davidson & Co.Morgan Stanley$15009-09-2009
Allan Mirick Rowell Jr.D.A. Davidson & Co.Morgan Stanley$15009-09-2009
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Showing 1 to 25 of 165 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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