Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey David KantorUmpqua Investments, Inc.Morgan Stanley$5006-09-2009
William Christopher McShaneUmpqua Investments, Inc.Morgan Stanley$2506-11-2009
Douglas Edward LindseyUmpqua Investments, Inc.Morgan Stanley$15006-17-2009
Daniel John MurphyUmpqua Investments, Inc.Morgan Stanley06-17-2009
Justin Patrick LindseyUmpqua Investments, Inc.Morgan Stanley$10006-17-2009
Cheryl Cynthia JohnsonPurshe Kaplan Sterling InvestmentsMorgan Stanley07-02-2009
Steven Anthony LelliD.A. Davidson & Co.Morgan Stanley$5007-08-2009
Steven Carlon Burch Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-10-2009
Mark Andrew SchangEdward JonesMorgan Stanley$1007-31-2009
Larry Leon Hyatt Jr.Chase Investment Services Corp.Morgan Stanley$5008-01-2009
Jerome Kermit PriceSII Investments, Inc.Morgan Stanley08-14-2009
William Woosung KimMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-14-2009
Robert Howard HutchinsD.A. Davidson & Co.Morgan Stanley09-09-2009
George Richard CalvertD.A. Davidson & Co.Morgan Stanley$5009-09-2009
Allan Lee WrightD.A. Davidson & Co.Morgan Stanley$5009-09-2009
Gayle Sue ReedD.A. Davidson & Co.Morgan Stanley$5009-09-2009
Allan Mirick Rowell Jr.D.A. Davidson & Co.Morgan Stanley$10009-09-2009
Kent Richmond FrancisD.A. Davidson & Co.Morgan Stanley$2509-09-2009
William Edward ClaryD.A. Davidson & Co.Morgan Stanley$10009-09-2009
Richard Halden HutchinsD.A. Davidson & Co.Morgan Stanley09-09-2009
Joseph Edward OpsahlMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15009-11-2009
Kristin Elise HannemanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-11-2009
Dustin Michael RueMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-17-2009
Evan Lyle HersheyUmpqua Investments, Inc.Morgan Stanley$5009-18-2009
Peter Jameson HooverD.A. Davidson & Co.Morgan Stanley$20010-07-2009
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Showing 1 to 25 of 171 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.